0001179110-16-021749.txt : 20160316
0001179110-16-021749.hdr.sgml : 20160316
20160316160720
ACCESSION NUMBER: 0001179110-16-021749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160309
FILED AS OF DATE: 20160316
DATE AS OF CHANGE: 20160316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPATH, INC
CENTRAL INDEX KEY: 0001251769
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 161630142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4025 SORRENTO VALLEY BLVD.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-1404
BUSINESS PHONE: 858-678-0800
MAIL ADDRESS:
STREET 1: 4025 SORRENTO VALLEY BLVD.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-1404
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH INC
DATE OF NAME CHANGE: 20051202
FORMER COMPANY:
FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC
DATE OF NAME CHANGE: 20040323
FORMER COMPANY:
FORMER CONFORMED NAME: JCG INC
DATE OF NAME CHANGE: 20030702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrell Jeffrey
CENTRAL INDEX KEY: 0001394967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35706
FILM NUMBER: 161509764
MAIL ADDRESS:
STREET 1: C/O LEHMAN BROTHERS
STREET 2: 399 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgar.xml
FORM 4 -
X0306
4
2016-03-09
0
0001251769
LPATH, INC
LPTN
0001394967
Ferrell Jeffrey
C/O LPATH. INC.
4025 SORRENTO VALLEY BLVD.
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2016-03-09
4
M
0
3485
A
12486
D
Restricted Stock Units
2016-03-09
4
M
0
3485
0
D
Common Stock
3485
0
D
Represents a restricted stock unit previously reported as 24,390 shares as adjusted to reflect a 1-for-7 reverse stock split that occurred on October 8, 2012.
The restricted stock unit represented a right to receive shares of the Issuer's common stock, subject to vesting requirements, at no additional conversion or exercise price.
25% of the Restricted Stock Units vested one year following the date of grant (March 9, 2011) and the remaining shares vested in 12 equal quarterly installments thereafter. Vested shares were delivered to the reporting person on the fifth anniversary of the date of grant.
/s/ Jeffrey Ferrell
2016-03-16