0001179110-15-006558.txt : 20150423
0001179110-15-006558.hdr.sgml : 20150423
20150423200232
ACCESSION NUMBER: 0001179110-15-006558
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150422
FILED AS OF DATE: 20150423
DATE AS OF CHANGE: 20150423
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPATH, INC
CENTRAL INDEX KEY: 0001251769
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 161630142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4025 SORRENTO VALLEY BLVD.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-1404
BUSINESS PHONE: 858-678-0800
MAIL ADDRESS:
STREET 1: 4025 SORRENTO VALLEY BLVD.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-1404
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH INC
DATE OF NAME CHANGE: 20051202
FORMER COMPANY:
FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC
DATE OF NAME CHANGE: 20040323
FORMER COMPANY:
FORMER CONFORMED NAME: JCG INC
DATE OF NAME CHANGE: 20030702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swortwood Donald
CENTRAL INDEX KEY: 0001346475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35706
FILM NUMBER: 15789708
MAIL ADDRESS:
STREET 1: C/O LPATH, INC.
STREET 2: 6335 FERRIS SQUARE, SUITE A
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
edgar.xml
FORM 4 -
X0306
4
2015-04-22
0
0001251769
LPATH, INC
LPTN
0001346475
Swortwood Donald
C/O LPATH, INC.
4025 SORRENTO VALLEY BLVD.
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2015-04-22
4
M
0
5715
A
5715
D
Common Stock
761170
I
By Trust
Restricted Stock Units
2015-04-22
4
M
0
5715
0
D
Common Stock
0
0
D
Represents a restricted stock unit previously reported as 40,000 shares as adjusted to reflect a 1-for-7 reverse stock split that occurred on October 8, 2012.
The restricted stock unit represented a right to receive shares of Lpath, Inc. common stock, subject to vesting requirements, at no additional conversion or exercise price.
25% of the Restricted Stock Units vested three months following the vesting commencement date of February 10, 2010 and the remaining shares vested in 3 equal quarterly installments thereafter. Vested shares were delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath, disability, death or sale of Lpath.
/s/ Donald Swortwood
2015-04-23