0001179110-15-006558.txt : 20150423 0001179110-15-006558.hdr.sgml : 20150423 20150423200232 ACCESSION NUMBER: 0001179110-15-006558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150422 FILED AS OF DATE: 20150423 DATE AS OF CHANGE: 20150423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPATH, INC CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 BUSINESS PHONE: 858-678-0800 MAIL ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: JCG INC DATE OF NAME CHANGE: 20030702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swortwood Donald CENTRAL INDEX KEY: 0001346475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35706 FILM NUMBER: 15789708 MAIL ADDRESS: STREET 1: C/O LPATH, INC. STREET 2: 6335 FERRIS SQUARE, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgar.xml FORM 4 - X0306 4 2015-04-22 0 0001251769 LPATH, INC LPTN 0001346475 Swortwood Donald C/O LPATH, INC. 4025 SORRENTO VALLEY BLVD. SAN DIEGO CA 92121 1 0 0 0 Common Stock 2015-04-22 4 M 0 5715 A 5715 D Common Stock 761170 I By Trust Restricted Stock Units 2015-04-22 4 M 0 5715 0 D Common Stock 0 0 D Represents a restricted stock unit previously reported as 40,000 shares as adjusted to reflect a 1-for-7 reverse stock split that occurred on October 8, 2012. The restricted stock unit represented a right to receive shares of Lpath, Inc. common stock, subject to vesting requirements, at no additional conversion or exercise price. 25% of the Restricted Stock Units vested three months following the vesting commencement date of February 10, 2010 and the remaining shares vested in 3 equal quarterly installments thereafter. Vested shares were delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath, disability, death or sale of Lpath. /s/ Donald Swortwood 2015-04-23