0001209191-23-023307.txt : 20230405
0001209191-23-023307.hdr.sgml : 20230405
20230405161506
ACCESSION NUMBER: 0001209191-23-023307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONCANNON CHRISTOPHER R
CENTRAL INDEX KEY: 0001251713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 23802708
MAIL ADDRESS:
STREET 1: BATS GLOBAL MARKETS
STREET 2: 8050 MARSHALL DRIVE, SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-03
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001251713
CONCANNON CHRISTOPHER R
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
1
1
0
0
Chief Executive Officer
0
Common Stock, par value $0.003 per share
2023-04-03
4
A
0
2729
0.00
A
42896
D
Performance Stock Units
2023-04-03
4
A
0
5039
0.00
A
Common Stock
5039
5039
D
Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan (the "Plan"). Subject to the terms of the Plan and the Restricted Stock Unit Agreement, the restricted stock units will vest in three installments of 25% on April 3, 2026, 25% on April 3, 2027 and 50% on April 3, 2028.
Each performance stock unit ("PSU") granted pursuant to the Plan represents a contingent right to receive one share of the Company's common stock. 1,260 PSUs shall have a three-year performance period; 1,260 PSUs shall have a four-year performance period; and 2,519 PSUs shall have a five-year performance period. Subject to the terms of the Plan and the Performance Stock Unit Agreement, the PSUs will vest and shares of common stock shall be awarded for each performance period based upon achievement, as determined by the Company's Compensation Committee, of a compound annual growth rate performance metric, calculated using (i) a starting stock price equal to the average closing stock price of each trading day during the thirty (30) calendar days immediately preceding the Grant Date and (ii) an ending stock price equal to the average closing stock price of each trading day during the ninety (90) calendar days ending on the final day of the applicable Performance Period.
/s/ Jason Edelstein, as Attorney-in-Fact for Christopher R. Concannon
2023-04-05