0001209191-20-003980.txt : 20200117
0001209191-20-003980.hdr.sgml : 20200117
20200117162300
ACCESSION NUMBER: 0001209191-20-003980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONCANNON CHRISTOPHER R
CENTRAL INDEX KEY: 0001251713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 20533849
MAIL ADDRESS:
STREET 1: BATS GLOBAL MARKETS
STREET 2: 8050 MARSHALL DRIVE, SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-15
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001251713
CONCANNON CHRISTOPHER R
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
1
1
0
0
President & COO
Common Stock, par value $0.003 per share
2020-01-15
4
A
0
3031
0.00
A
49940
D
Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.
/s/ Jason Edelstein, as Attorney-in-Fact for Christopher R. Concannon
2020-01-17