0001567619-20-013525.txt : 20200721 0001567619-20-013525.hdr.sgml : 20200721 20200721124251 ACCESSION NUMBER: 0001567619-20-013525 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 EFFECTIVENESS DATE: 20200721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC CENTRAL INDEX KEY: 0001251557 IRS NUMBER: 943256485 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10492 FILM NUMBER: 201038329 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157829600 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EGM CAPITAL LLC DATE OF NAME CHANGE: 20030701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001251557 XXXXXXXX 06-30-2020 06-30-2020 FALCON POINT CAPITAL, LLC

TWO EMBARCADERO CENTER STE 420 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-10492 N Michael Mahoney 415-782-9600 Michael Mahoney San Francisco CA 07-20-2020 1 65 20413 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 form13fInfoTable.xml ASGN Inc. COM 00191U102 229 3441 SH SOLE 0 0 3441 Alamos Gold, Inc. COM 011532108 336 35867 SH SOLE 14996 0 20871 Amazon Com Inc. COM 023135106 339 123 SH SOLE 123 0 0 Aspen Group Inc. COM 04530L203 177 19519 SH SOLE 19519 0 0 Barrick Gold Corp COM 067901108 255 9463 SH SOLE 9463 0 0 Boingo Wireless Inc. COM 09739c102 323 24237 SH SOLE 12349 0 11888 Box, Inc. COM 10316T104 474 22838 SH SOLE 8304 0 14534 BrightView Holdings Inc. COM 10948C107 139 12369 SH SOLE 0 0 12369 Brink's Co. COM 109696104 367 8065 SH SOLE 2550 0 5515 Cardiovascular Systems Inc. COM 141619106 283 8957 SH SOLE 594 0 8363 Cerus Corporation COM 157085101 114 17200 SH SOLE 1200 0 16000 CoStar Group, Inc. COM 22160n109 403 567 SH SOLE 567 0 0 Coeur Mining Inc. COM 192108504 88 17400 SH SOLE 17400 0 0 Cryoport Inc. COM 229050307 224 7404 SH SOLE 470 0 6934 Dynatrace Inc. COM 268150109 249 6128 SH SOLE 6128 0 0 Everi Holdings Inc. COM 30034t103 143 27635 SH SOLE 2227 0 25408 FireEye Inc. COM 31816q101 267 21900 SH SOLE 0 0 21900 Five9 COM 338307101 778 7030 SH SOLE 4058 0 2972 Fortress Transportation & Infr COM 34960P101 618 47552 SH SOLE 21634 0 25918 Home Bancshares INC COM 436893200 164 10680 SH SOLE 0 0 10680 ICF International COM 44925C103 374 5766 SH SOLE 510 0 5256 IIVI Inc. COM 902104108 463 9813 SH SOLE 5049 0 4764 Jack In The Box Inc. COM 466367109 323 4357 SH SOLE 104 0 4253 LHC Group Inc. COM 50187A107 474 2717 SH SOLE 0 0 2717 Ligand Pharmaceuticals Inc. COM 53220K504 321 2871 SH SOLE 132 0 2739 Limelight Networks Inc COM 53261M104 899 122128 SH SOLE 44371 0 77757 MasTec, Inc. COM 576323109 232 5170 SH SOLE 0 0 5170 Mastercard Inc. COM 57636q104 252 852 SH SOLE 852 0 0 Maximus, Inc. COM 577933104 213 3030 SH SOLE 0 0 3030 Medical Properties Trust Inc. COM 58463j304 482 25663 SH SOLE 10929 0 14734 Microsoft Corp. COM 594918104 350 1722 SH SOLE 1722 0 0 Neogenomics, Inc. COM 64049M209 446 14412 SH SOLE 993 0 13419 Nvidia Corp. COM 67066g104 405 1066 SH SOLE 1066 0 0 Perficient Inc. COM 71375U101 364 10169 SH SOLE 817 0 9352 Petroquest Energy Inc. COM 716748405 6 11910 SH SOLE 11910 0 0 Pfenex Inc. COM 717071104 110 13158 SH SOLE 1585 0 11573 Proofpoint, Inc. COM 743424103 432 3889 SH SOLE 2202 0 1687 Proshares Short High Yield COM 74347R131 350 16753 SH SOLE 16753 0 0 Quidel Corp COM 74838J101 263 1175 SH SOLE 1175 0 0 R1 RCM Inc. COM 749397105 319 28576 SH SOLE 1945 0 26631 Ringcentral Inc. COM 76680R206 622 2183 SH SOLE 2183 0 0 SPDR Gold Shares COM 78463v107 300 1790 SH SOLE 1790 0 0 SeaSpine Holdings Corp. COM 81255T108 186 17755 SH SOLE 1484 0 16271 Switch, Inc. COM 87105L104 418 23451 SH SOLE 0 0 23451 Universal Technical Institute, COM 913915104 218 31319 SH SOLE 31319 0 0 Upwork Inc. COM 91688f104 261 18101 SH SOLE 1308 0 16793 Veracyte Inc. COM 92337F107 258 9948 SH SOLE 841 0 9107 Vericel Corporation COM 92346j108 170 12329 SH SOLE 901 0 11428 Viavi Solutions Inc. COM 925550105 200 15732 SH SOLE 2741 0 12991 Visa Inc - Class A Shares COM 92826c839 262 1358 SH SOLE 1358 0 0 Vonage Holdings Corp. COM 92886t201 726 72131 SH SOLE 20693 0 51438 Wheaton Precious Metals Corp. COM 962879102 212 4803 SH SOLE 4803 0 0 WillScot Mobile Mini Holdings COM 971378104 277 22526 SH SOLE 0 0 22526 Apollo Global Management LLC PRD 037612405 257 10000 SH SOLE 10000 0 0 First Horizon National PRD 320517402 253 10000 SH SOLE 10000 0 0 TravelCenters of America PRD 894174309 364 15000 SH SOLE 15000 0 0 Wintrust Financial Corp PRD 97650W504 260 10000 SH SOLE 10000 0 0 Boingo Wireless CVBOND 09739CAB8 222 250000 PRN SOLE 250000 0 0 Encore Capital Group Inc. CVBOND 292554AH5 240 250000 PRN SOLE 250000 0 0 Fireeye Inc. CVBOND 31816QAD3 236 250000 PRN SOLE 250000 0 0 Ligand Pharmaceuticals I CVBOND 53220KAF5 219 250000 PRN SOLE 250000 0 0 Scorpio Tankers Inc CVBOND 80918TAB5 213 250000 PRN SOLE 250000 0 0 Vonage Holdings Corp CVBOND 92886TAJ1 233 250000 PRN SOLE 250000 0 0 AMG Capital CVPFD 00170F209 356 9000 SH SOLE 9000 0 0 NY Community Cap Trust V CVPFD 64944P307 402 9000 SH SOLE 9000 0 0