0001567619-19-002040.txt : 20190131 0001567619-19-002040.hdr.sgml : 20190131 20190131165903 ACCESSION NUMBER: 0001567619-19-002040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC CENTRAL INDEX KEY: 0001251557 IRS NUMBER: 943256485 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10492 FILM NUMBER: 19556526 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157829600 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EGM CAPITAL LLC DATE OF NAME CHANGE: 20030701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001251557 XXXXXXXX 12-31-2018 12-31-2018 FALCON POINT CAPITAL, LLC

TWO EMBARCADERO CENTER STE 420 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-10492 N Michael Mahoney 415-782-9600 Michael Mahoney San Francisco CA 01-31-2019 2 102 167290 false 1 0001692234 028-17598 Russell Investments Group, Ltd. 2 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 form13fInfoTable.xml ASGN Inc. COM 00191U102 2237 41048 SH SOLE 30768 0 10280 Agnico-Eagle Mines LTD COM 008474108 201 4969 SH SOLE 4969 0 0 Aldeyra Therapeutics Inc. COM 01438T106 198 23841 SH SOLE 23841 0 0 Allied Motion Technologies COM 019330109 743 16624 SH SOLE 16624 0 0 Antares Pharma, Inc. COM 036642106 354 130200 SH SOLE 130200 0 0 Apogee Enterprises, Inc. COM 037598109 2193 73452 SH SOLE 55115 0 18337 Apollo Endosurgery Inc. COM 03767D108 219 63609 SH SOLE 63609 0 0 Aspen Group COM 04530L203 394 71915 SH SOLE 71915 0 0 Barrick Gold Corp COM 067901108 189 13934 SH SOLE 13934 0 0 BioTelemetry Inc. COM 090672106 5000 83718 SH SOLE 67887 0 15831 Boingo Wireless Inc. COM 09739c102 3161 153674 SH SOLE 125318 0 28356 Box Inc - Class A COM 10316T104 2539 150436 SH SOLE 114134 0 36302 Brink's CO COM 109696104 3224 49866 SH SOLE 37433 0 12433 CRA International Inc. COM 12618t105 870 20448 SH SOLE 20448 0 0 CalAmp Corp. COM 128126109 2846 218760 SH SOLE 172575 0 46185 Carbonite Inc. COM 141337105 446 17660 SH SOLE 17660 0 0 Cardiovascular Systems Inc. COM 141619106 546 19152 SH SOLE 19152 0 0 Carriage Services Inc. COM 143905107 460 29674 SH SOLE 29674 0 0 Carrizo Oil & Gas Inc. COM 144577103 1275 112889 SH SOLE 84622 0 28267 Castlight Health INC COM 14862Q100 128 59065 SH SOLE 59065 0 0 Central Garden and Pet CO-A COM 153527205 3682 117818 SH SOLE 88343 0 29475 Chuy's Holdings COM 171604101 389 21950 SH SOLE 21950 0 0 Conns Inc. COM 208242107 2933 155494 SH SOLE 121352 0 34142 Cornerstone OnDemand COM 21925Y103 3812 75595 SH SOLE 57655 0 17940 Diamond Hill Investment Group, COM 25264R207 760 5087 SH SOLE 5087 0 0 Dycom Industries COM 267475101 1665 30805 SH SOLE 23094 0 7711 Dynavax Technology COM 268158201 283 30944 SH SOLE 30944 0 0 Eldorado Resorts, Inc. COM 28470R102 5093 140644 SH SOLE 107011 0 33633 Electro Scientific Inds., Inc. COM 285229100 337 11238 SH SOLE 11238 0 0 Everbridge Inc. COM 29978A104 1842 32456 SH SOLE 24341 0 8115 FireEye Inc. COM 31816q101 7086 437145 SH SOLE 331806 0 105339 Five9 COM 338307101 4266 97572 SH SOLE 78949 0 18623 Fortress Transportation & Infr COM 34960P101 5116 356787 SH SOLE 287373 0 69414 GP Strategies Corp COM 36225V104 237 18784 SH SOLE 18784 0 0 Goldcorp Inc. COM 380956409 116 11855 SH SOLE 11855 0 0 Granite Construction COM 387328107 1771 43965 SH SOLE 32972 0 10993 Great Lakes Dredge & Dock Co COM 390607109 619 93521 SH SOLE 93521 0 0 Green Dot Corporation COM 39304D102 2514 31610 SH SOLE 24301 0 7309 Hackett Group COM 404609109 290 18122 SH SOLE 18122 0 0 Health Insurance Innovation COM 42225K106 2392 89477 SH SOLE 72387 0 17090 Home Bancshares INC COM 436893200 2029 124164 SH SOLE 93126 0 31038 Hostess Brands Inc COM 44109J106 2485 227126 SH SOLE 170220 0 56906 ICF International COM 44925C103 1283 19812 SH SOLE 15642 0 4170 Integra Life Sciences COM 457985208 3800 84255 SH SOLE 63181 0 21074 Jack In The Box Inc. COM 466367109 5602 72162 SH SOLE 55089 0 17073 Kornit Digital LTD COM M6372Q113 605 32328 SH SOLE 32328 0 0 Leaf Group COM 52177g102 633 92418 SH SOLE 92418 0 0 Ligand Pharmaceuticals Inc. COM 53220K504 3237 23851 SH SOLE 18112 0 5739 Limelight Networks Inc COM 53261M104 1495 638942 SH SOLE 503868 0 135074 MasTec, Inc. COM 576323109 3380 83339 SH SOLE 62471 0 20868 Maximus, Inc. COM 577933104 2294 35245 SH SOLE 26447 0 8798 Medical Properties Trust Inc. COM 58463j304 4056 252265 SH SOLE 195434 0 56831 Myriad Genetics Inc. COM 62855J104 2091 71927 SH SOLE 53903 0 18024 NMI Holdings Inc. COM 629209305 531 29769 SH SOLE 29769 0 0 Neogenomics, Inc. COM 64049M209 3889 308426 SH SOLE 245447 0 62979 Nuvectra Corp. COM 67075N108 2437 149120 SH SOLE 124272 0 24848 Omnicell, Inc. COM 68213N109 4800 78377 SH SOLE 58779 0 19598 Peak Resorts Inc COM 70469L100 140 30000 SH SOLE 30000 0 0 Perficient Inc. COM 71375U101 3403 152878 SH SOLE 122252 0 30626 Petiq COM 71639T106 340 14498 SH SOLE 14498 0 0 Pfenex Inc. COM 717071104 256 80205 SH SOLE 80205 0 0 Play AGS,Inc. COM 72814N104 4089 177789 SH SOLE 141088 0 36701 Proofpoint, Inc. COM 743424103 4465 53273 SH SOLE 40580 0 12693 Proshares Short High Yield COM 74347R131 276 11753 SH SOLE 11753 0 0 Pzena Investment Management, I COM 74731q103 580 67072 SH SOLE 67072 0 0 Quantenna Communications Inc. COM 74766D100 658 45888 SH SOLE 45888 0 0 Quinstreet, Inc. COM 74874Q100 386 23764 SH SOLE 23764 0 0 R1 RCM Inc. COM 749397105 112 14026 SH SOLE 14026 0 0 Repligen Corp. COM 759916109 356 6755 SH SOLE 6755 0 0 Retrophin I COM 761299106 1819 80378 SH SOLE 64247 0 16131 Ringcentral Inc. COM 76680R206 276 3351 SH SOLE 3351 0 0 Saia Inc. COM 78709y105 1818 32576 SH SOLE 24413 0 8163 SeaSpine Holdings Corp. COM 81255T108 4043 221632 SH SOLE 183462 0 38170 Social Capital Hedosophia HO COM G8250R103 154 15411 SH SOLE 15411 0 0 Strategic Education Inc. COM 86272C103 4348 38338 SH SOLE 29616 0 8722 Supernus Phamaceutical Inc COM 868459108 2698 81223 SH SOLE 62073 0 19150 Switch Inc COM 87105L104 1411 201629 SH SOLE 151123 0 50506 TravelCenters of America LLC COM 894174101 554 147389 SH SOLE 147389 0 0 Triton International Ltd COM G9078F107 203 6540 SH SOLE 6540 0 0 Tutor Perini Corp. COM 901109108 376 23522 SH SOLE 23522 0 0 Unit Corporation COM 909218109 402 28184 SH SOLE 28184 0 0 ViewRay, Inc. COM 92672L107 244 40277 SH SOLE 40277 0 0 Viking Therapeutics, Inc. COM 92686J106 889 116154 SH SOLE 95347 0 20807 Visa Inc - Class A Shares COM 92826c839 206 1560 SH SOLE 1560 0 0 Vishay Precision Group COM 92835K103 556 18403 SH SOLE 18403 0 0 Vonage Holdings Corp. COM 92886t201 2670 305830 SH SOLE 229664 0 76166 WageWorks, Inc. COM 930427109 2721 100173 SH SOLE 75664 0 24509 Watts Water Technologies-A COM 942749102 2077 32185 SH SOLE 24150 0 8035 WillScot Corp. COM 971375126 1956 207607 SH SOLE 155599 0 52008 Wintrust Financial Corporation COM 97650W108 2497 37556 SH SOLE 28180 0 9376 Apollo Management LLC PRD 037612405 225 10000 SH SOLE 10000 0 0 TravelCenters of America PRD 894174309 459 20000 SH SOLE 20000 0 0 AMAG Pharmaceuticals Inc. CVBOND 00163UAD8 229 250000 PRN SOLE 250000 0 0 Calamp Corp. CVBOND 128126AB5 476 500000 PRN SOLE 500000 0 0 Encore Capital Group Inc. CVBOND 292554AH5 208 250000 PRN SOLE 250000 0 0 Horizon Global Corp. CVBOND 44052WAA2 131 250000 PRN SOLE 250000 0 0 PROS Holding, Inc. CVBOND 74346YAB9 106 100000 PRN SOLE 100000 0 0 PROS Holding, Inc. CVBOND 74346YAD5 232 250000 PRN SOLE 250000 0 0 Scorpio Tankers Inc. CVBOND 80918TAA7 240 250000 PRN SOLE 250000 0 0 AMG Capital CVPFD 00170F209 480 10000 SH SOLE 10000 0 0 NY Community Cap Trust V CVPFD 64944P307 452 10000 SH SOLE 10000 0 0 PetroQuest Energy Inc. Series CVPFD 716748207 0 10000 SH SOLE 10000 0 0