0001140361-18-019682.txt : 20180426
0001140361-18-019682.hdr.sgml : 20180426
20180426120500
ACCESSION NUMBER: 0001140361-18-019682
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180426
DATE AS OF CHANGE: 20180426
EFFECTIVENESS DATE: 20180426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 18777274
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
03-31-2018
03-31-2018
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
Michael Mahoney
Sr. Managing Director
415-782-9600
Michael Mahoney
San Francisco
CA
04-24-2018
2
116
500200
false
1
0001692234
028-17598
Russell Investments Group, Ltd.
2
0000907692
028-16475
SEI INVESTMENTS MANAGEMENT CORP
INFORMATION TABLE
2
form13fInfoTable.xml
AMAG Pharmaceuticals Inc.
COM
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719075
SH
SOLE
452768
0
266307
AMN Healthcare Services Inc.
COM
001744101
12140
213924
SH
SOLE
130317
0
83607
ASGN Inc.
COM
00191U102
9235
112781
SH
SOLE
68385
0
44396
Acadia Healthcare Co Inc.
COM
00404A109
6907
176287
SH
SOLE
105314
0
70973
Acxiom Corp.
COM
005125109
8261
363778
SH
SOLE
218929
0
144849
Agile Therapeutics
COM
00847L100
71
27565
SH
SOLE
27565
0
0
Antares Pharma Inc
COM
036642106
490
222501
SH
SOLE
222501
0
0
Apogee Enterprises, Inc.
COM
037598109
8674
200085
SH
SOLE
119530
0
80555
Apollo Endosurgery INC
COM
03767D108
416
66467
SH
SOLE
66467
0
0
BMC Stock Holdings INC
COM
05591B109
4536
232015
SH
SOLE
138605
0
93410
BWX Technologies Inc.
COM
05605h100
237
3735
SH
SOLE
3735
0
0
BioTelemetry Inc.
COM
090672106
9567
308116
SH
SOLE
204396
0
103720
Boingo Wireless Inc.
COM
09739c102
10160
410176
SH
SOLE
271840
0
138336
Box INC - Class A
COM
10316T104
6774
329637
SH
SOLE
201304
0
128333
Brink's CO
COM
109696104
9683
135716
SH
SOLE
81098
0
54618
C&J Energy Services INC
COM
12674R100
3765
145815
SH
SOLE
86772
0
59043
CRA International Inc.
COM
12618t105
1245
23804
SH
SOLE
23804
0
0
Calamp Corp.
COM
128126109
13627
595565
SH
SOLE
372889
0
222676
Callidus Software, Inc.
COM
13123E500
876
24376
SH
SOLE
24376
0
0
Carbonite Inc.
COM
141337105
1211
42063
SH
SOLE
42063
0
0
Cardiovascular Systems Inc.
COM
141619106
263
11986
SH
SOLE
11986
0
0
Carriage Services Inc.
COM
143905107
1062
38406
SH
SOLE
38406
0
0
Carrizo Oil & Gas Inc.
COM
144577103
5022
313894
SH
SOLE
187519
0
126375
Central Garden and Pet CO-A
COM
153527205
11415
288197
SH
SOLE
172028
0
116169
Chicken Soup for the Soul Ente
COM
16842Q100
107
15043
SH
SOLE
15043
0
0
Chuy's Holdings
COM
171604101
744
28383
SH
SOLE
28383
0
0
Clearside Biomedical INC
COM
185063104
265
24714
SH
SOLE
24714
0
0
Conns Inc.
COM
208242107
11608
341404
SH
SOLE
223480
0
117924
Cornerstone OnDemand
COM
21925Y103
9865
252225
SH
SOLE
153556
0
98669
Cross Country Healthcare Inc
COM
227483104
666
59969
SH
SOLE
59969
0
0
Cypress Semiconductor Corp.
COM
232806109
174
10261
SH
SOLE
10261
0
0
Deckers Outdoor Corp.
COM
243537107
10244
113786
SH
SOLE
68613
0
45173
Deluxe Corp
COM
248019101
13650
184428
SH
SOLE
111741
0
72687
Diamond Hill Investment Group,
COM
25264R207
1275
6174
SH
SOLE
6174
0
0
Dycom Industries
COM
267475101
5863
54470
SH
SOLE
32541
0
21929
Eldorado Resorts, Inc
COM
28470R102
7540
228499
SH
SOLE
136509
0
91990
FireEye Inc.
COM
31816q101
19889
1174798
SH
SOLE
712064
0
462734
Five9
COM
338307101
13722
460619
SH
SOLE
295671
0
164948
Flir Systems
COM
302445101
221
4420
SH
SOLE
4420
0
0
Fortress Transportation & Infr
COM
34960P101
11967
750299
SH
SOLE
516769
0
233530
GP Strategies Corp
COM
36225V104
551
24313
SH
SOLE
24313
0
0
Granite Construction
COM
387328107
5047
90343
SH
SOLE
53969
0
36374
Great Lakes Dredge & Dock Co
COM
390607109
557
121046
SH
SOLE
121046
0
0
Health Insurance Innovation
COM
42225K106
458
15857
SH
SOLE
15857
0
0
Home Bancshares INC
COM
436893200
6222
272795
SH
SOLE
162966
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109829
Horizon Global Corp
COM
44052W104
529
64187
SH
SOLE
64187
0
0
Hostess Brands Inc
COM
44109J106
12921
873613
SH
SOLE
521892
0
351721
Integra Life Sciences
COM
457985208
12079
218264
SH
SOLE
130390
0
87874
Jack In The Box Inc.
COM
466367109
13015
152526
SH
SOLE
91978
0
60548
LaSalle Hotel Properties
COM
517942108
899
31000
SH
SOLE
31000
0
0
Leaf Group
COM
52177g102
548
77769
SH
SOLE
77769
0
0
Ligand Pharmaceuticals Inc.
COM
53220K504
13290
80468
SH
SOLE
48142
0
32326
Marten Transport LTD
COM
573075108
556
24372
SH
SOLE
24372
0
0
MasTec, Inc.
COM
576323109
9140
194271
SH
SOLE
116059
0
78212
Mastercard Inc.
COM
57636q104
216
1236
SH
SOLE
1236
0
0
Maximus, Inc.
COM
577933104
6408
96010
SH
SOLE
57356
0
38654
Medical Properties Trust Inc.
COM
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9926
763551
SH
SOLE
513902
0
249649
NEOS Therapeutic
COM
64052L106
3266
393512
SH
SOLE
282219
0
111293
NMI Holdings Inc.
COM
629209305
967
58423
SH
SOLE
58423
0
0
Nebula Acqisition Corp
COM
629076209
110
10882
SH
SOLE
10882
0
0
Neogenomics, Inc.
COM
64049M209
10576
1296038
SH
SOLE
830769
0
465269
Newpark Resources Inc.
COM
651718504
867
106998
SH
SOLE
106998
0
0
Nuvectra Corp
COM
67075N108
632
48571
SH
SOLE
48571
0
0
Omnicell, Inc.
COM
68213N109
5191
119610
SH
SOLE
72412
0
47198
PDF Solutions Inc.
COM
693282105
321
27516
SH
SOLE
27516
0
0
Pandora
COM
698354107
51
10193
SH
SOLE
10193
0
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Peak Resorts Inc
COM
70469L100
606
125000
SH
SOLE
125000
0
0
Perficient Inc.
COM
71375U101
8395
366290
SH
SOLE
231756
0
134534
PetroQuest Energy Inc.
COM
716748306
17
29486
SH
SOLE
29486
0
0
PlayAGS,Inc.
COM
72814N104
1303
56026
SH
SOLE
56026
0
0
Prestige Brands Holdings Inc.
COM
74112d101
8145
241553
SH
SOLE
146476
0
95077
Proofpoint, Inc.
COM
743424103
13719
120717
SH
SOLE
72426
0
48291
Proshares Short Financials
COM
74347R230
250
21500
SH
SOLE
21500
0
0
Proshares Short High Yield
COM
74347R131
1596
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SH
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68260
0
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Proshares Ultrashort Barclays
COM
74347B201
363
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SH
SOLE
10000
0
0
Pzena Investment Management, I
COM
74731q103
723
65000
SH
SOLE
65000
0
0
Quanex Building Solutions
COM
747619104
540
31061
SH
SOLE
31061
0
0
Red Robin Gourmet Burgers, Inc
COM
75689M101
5382
92787
SH
SOLE
58445
0
34342
Repligen Corp.
COM
759916109
481
13294
SH
SOLE
13294
0
0
Ringcentral Inc.
COM
76680R206
389
6129
SH
SOLE
6129
0
0
SPDR Gold Shares
COM
78463v107
654
5200
SH
SOLE
5200
0
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SPDR S&P 500 Biotech
COM
78464A870
849
9679
SH
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9679
0
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SeaSpine Holdings Corp
COM
81255T108
776
76495
SH
SOLE
76495
0
0
Social Capital Hedosophia HO
COM
G8250R103
113
11227
SH
SOLE
11227
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Supernus Phamaceutical Inc
COM
868459108
12343
269504
SH
SOLE
166515
0
102989
TravelCenters of America LLC
COM
894174101
686
190545
SH
SOLE
190545
0
0
Triton International Ltd
COM
G9078F107
965
31540
SH
SOLE
31540
0
0
Tutor Perini Corp.
COM
901109108
812
36832
SH
SOLE
36832
0
0
US Concrete Inc
COM
90333L201
8282
137126
SH
SOLE
85808
0
51318
Unit Corporation
COM
909218109
1075
54397
SH
SOLE
54397
0
0
VBI Vaccines Inc.
COM
91822J103
342
97800
SH
SOLE
97800
0
0
ViewRay, Inc.
COM
92672L107
672
104466
SH
SOLE
104466
0
0
Vishay Precision Group
COM
92835K103
857
27514
SH
SOLE
27514
0
0
WageWorks, Inc.
COM
930427109
10177
225156
SH
SOLE
136023
0
89133
Watts Water Technologies-A
COM
942749102
5645
72646
SH
SOLE
43382
0
29264
William Lyon Homes
COM
552074700
9387
341486
SH
SOLE
219478
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Wintrust Financial Corporation
COM
97650W108
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102303
SH
SOLE
61115
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41188
Xencor INC
COM
98401F105
266
8869
SH
SOLE
8869
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YRC Worldwide Inc.
COM
984249607
6545
741202
SH
SOLE
476727
0
264475
American Homes 4 Rent
PRD
02665t801
1240
50000
SH
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Apollo Management LLC
PRD
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SH
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Capital One Financials
PRD
14040H840
650
25000
SH
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25000
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TravelCenters of America
PRD
894174309
2318
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SOLE
95000
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Wintrust Financial Group
PRD
97650W405
1094
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SH
SOLE
40000
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AMAG Pharmaceuticals Inc.
CVBOND
00163UAD8
1545
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PRN
SOLE
1500000
0
0
Calamp Corp.
CVBOND
128126AB5
2666
2500000
PRN
SOLE
2500000
0
0
Encore Capital Group Inc.
CVBOND
292554AH5
1996
2000000
PRN
SOLE
2000000
0
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Fireeye Inc.
CVBOND
31816QAD3
1399
1500000
PRN
SOLE
1500000
0
0
Horizon Global Corp.
CVBOND
44052WAA2
1639
2000000
PRN
SOLE
2000000
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PROS Holding, Inc.
CVBOND
74346YAB9
1137
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PRN
SOLE
1000000
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PROS Holding, Inc.
CVBOND
74346YAC7
1917
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PRN
SOLE
2000000
0
0
Scorpio Tankers Inc.
CVBOND
80918TAA7
1830
2000000
PRN
SOLE
2000000
0
0
ServiceSource International, I
CVBOND
81763UAB6
2190
2250000
PRN
SOLE
2250000
0
0
AMG Capital
CVPFD
00170f209
1549
25000
SH
SOLE
25000
0
0
NY Community Cap Trust V
CVPFD
64944p307
1750
35000
SH
SOLE
35000
0
0
PetroQuest Energy
CVPFD
716748207
350
40000
SH
SOLE
40000
0
0