0001140361-17-017876.txt : 20170502
0001140361-17-017876.hdr.sgml : 20170502
20170502151620
ACCESSION NUMBER: 0001140361-17-017876
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170502
DATE AS OF CHANGE: 20170502
EFFECTIVENESS DATE: 20170502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 17804596
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001251557
XXXXXXXX
03-31-2017
03-31-2017
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
Michael J. Mahoney
Sr. Managing Director
415-782-9600
Michael J. Mahoney
San Francisco
CA
05-02-2017
2
115
749813
false
1
0001692234
028-17598
Russell Investments Group, Ltd.
2
0000907692
028-16475
SEI INVESTMENTS MANAGEMENT CORP
INFORMATION TABLE
2
form13fInfoTable.xml
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AMN Healthcare Services Inc.
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SH
SOLE
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0
275592
Acadia Healthcare Co Inc.
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00404A109
16792
385143
SH
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204229
0
180914
Aclaris Therapeutics Inc.
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00461U105
404
13546
SH
SOLE
13546
0
0
Acxiom Corp.
COM
005125109
22305
783445
SH
SOLE
416399
0
367046
Alliance Data Systems Corp.
COM
018581108
222
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SH
SOLE
890
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0
Amag Pharmaceuticals Inc.
COM
00163U106
15627
693000
SH
SOLE
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0
302111
Apogee Enterprises, Inc.
COM
037598109
26887
451055
SH
SOLE
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0
217117
Avadel Pharmaceuticals PLC (ADR)
COM
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881243
SH
SOLE
507888
0
373355
BWX Technologies Inc.
COM
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13364
280763
SH
SOLE
119748
0
161015
BioTelemetry Inc.
COM
090672106
2201
76033
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SOLE
76033
0
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Blackhawk Network Holdings
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10379
255648
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Boingo Wireless Inc.
COM
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SOLE
248849
0
0
Build-A-Bear Workshop Inc.
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62873
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CRA International Inc.
COM
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44310
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Calamp Corp.
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SH
SOLE
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Callidus Software, Inc.
COM
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23245
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Capital Senior Living Corp.
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Carbonite Inc.
COM
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1205
59349
SH
SOLE
59349
0
0
Carriage Services Inc.
COM
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1946
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SOLE
71769
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Carrizo Oil & Gas Inc.
COM
144577103
6864
239495
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124895
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Cavium Networks Inc.
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14964U108
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280779
SH
SOLE
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Core-Mark Holding Company, Inc
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218681104
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405141
SH
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Cornerstone OnDemand
COM
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Cross Country Healthcare Inc
COM
227483104
1215
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SH
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84592
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DXP Enterprises Inc.
COM
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Deluxe Corp
COM
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SH
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Diamond Hill Investment Group,
COM
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Dynavax Technology
COM
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COM
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SH
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236651
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Ethan Allen Interiors
COM
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SH
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26290
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Express Inc.
COM
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SH
SOLE
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Fiesta Restaurant Group
COM
31660B101
14993
619532
SH
SOLE
353499
0
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Finisar Corp.
COM
31787A507
13501
493818
SH
SOLE
262694
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FireEye Inc.
COM
31816q101
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SH
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Five9
COM
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SH
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Flir Systems
COM
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5720
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Fluidigm Corp.
COM
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Fortress Transportation & Infrastructure
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GP Strategies Corp
COM
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Graham Corp
COM
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Granite Construction
COM
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SOLE
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Heron Therapeutics, Inc.
COM
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Horizon Global Corp
COM
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SOLE
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Hostess Brands Inc
COM
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Inphi Corp.
COM
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SH
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Integra Life Sciences
COM
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SH
SOLE
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Intercept Group
COM
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SOLE
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Inventure Foods Inc.
COM
461212102
412
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SH
SOLE
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Jack In The Box Inc.
COM
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SOLE
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Kornit Digital LTD
COM
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SH
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LaSalle Hotel Properties
COM
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Ligand Pharmaceuticals Inc.
COM
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SH
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Lumentum Holdings Inc.
COM
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SH
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Marten Transport LTD
COM
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MasTec, Inc.
COM
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SOLE
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Masonite International Corp
COM
575385109
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SH
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Maximus, Inc.
COM
577933104
14150
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SH
SOLE
120802
0
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Medical Properties Trust Inc.
COM
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11758
912206
SH
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Monro Muffler Brake Inc.
COM
610236101
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SH
SOLE
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NEOS Therapeutic
COM
64052L106
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SH
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NMI Holdings Inc
COM
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Neogenomics, Inc.
COM
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Newpark Resources Inc.
COM
651718504
1819
224585
SH
SOLE
224585
0
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Oclaro Inc.
COM
67555N206
210
21375
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21375
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On Assignment Inc.
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682159108
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Ooma Inc.
COM
683416101
1434
144090
SH
SOLE
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PDF Solutions Inc.
COM
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15366
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SH
SOLE
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Paratek Pharma
COM
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200
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SH
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Peak Resorts Inc
COM
70469L100
763
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SH
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135000
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Perficient Inc.
COM
71375U101
4253
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SH
SOLE
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PetroQuest Energy Inc.
COM
716748306
81
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29486
0
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Prestige Brands Holdings Inc.
COM
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19505
351055
SH
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Proofpoint, Inc.
COM
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12905
173543
SH
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Proshares Short Financials
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COM
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COM
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Pzena Investment Management, I
COM
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SH
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Quanex Building Solutions
COM
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Quanta Services Inc.
COM
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SH
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Repligen Corp.
COM
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Ringcentral Inc.
COM
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257
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SPDR Gold Shares
COM
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SPDR S&P 500 Biotech
COM
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SeaSpine Holdings Corp
COM
81255T108
738
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SH
SOLE
93967
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Shoretel Inc.
COM
825211105
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SH
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Snyders-Lance Inc.
COM
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SH
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Supernus Phamraceutical Inc
COM
868459108
15266
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SH
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Swift Transportation Inc.
COM
87074U101
5506
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SH
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Tandem Diabetes Care, Inc.
COM
875372104
313
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SH
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Team Inc.
COM
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7503
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TravelCenters of America LLC
COM
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Triton International Ltd
COM
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Truecar Inc.
COM
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Tutor Perini Corp.
COM
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US Concrete Inc
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Unit Corp.
COM
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WageWorks, Inc.
COM
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William Lyon Homes
COM
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Wintrust Financial Corporation
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Aegerion Pharmaceuticals
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Calamp Corp.
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Fireeye Inc.
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PRN
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Proofpoint Inc.
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Pros Holding Inc
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1790000
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ServiceSource International, I
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PRN
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AMG Capital
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NY Community Cap Trust V
CVPFD
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35000
SH
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35000
0
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PetroQuest Energy
CVPFD
716748207
700
40000
SH
SOLE
40000
0
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