0001140361-14-029968.txt : 20140730
0001140361-14-029968.hdr.sgml : 20140730
20140730180743
ACCESSION NUMBER: 0001140361-14-029968
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140730
DATE AS OF CHANGE: 20140730
EFFECTIVENESS DATE: 20140730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 141003897
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
06-30-2014
06-30-2014
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
James A. Bitzer
Sr. Managing Director
415-782-9600
James A. Bitzer
San Francisco
CA
07-30-2014
1
115
99491
false
1
0000721204
028-01190
RUSSELL FRANK CO/
INFORMATION TABLE
2
form13fInfoTable.xml
AK Steel Holding Corp
COM
001547108
955
120027
SH
SOLE
120027
0
0
ARC Group Worldwide
COM
00213H105
223
14658
SH
SOLE
14658
0
0
Abiomed Inc.
COM
003654100
403
16021
SH
SOLE
16021
0
0
Actavis Plc
COM
G0083B108
1359
6095
SH
SOLE
6095
0
0
Acxiom Corp.
COM
005125109
1545
71220
SH
SOLE
71220
0
0
Agnico-Eagle Mines LTD
COM
008474108
1082
28240
SH
SOLE
28240
0
0
Alliance Data Systems Corp.
COM
018581108
861
3062
SH
SOLE
3062
0
0
American International
COM
026874784
826
15140
SH
SOLE
15140
0
0
Ann Taylor
COM
035623107
1329
32306
SH
SOLE
32306
0
0
ArcBest Corp.
COM
03937C105
1543
35452
SH
SOLE
35452
0
0
Atmel Corp.
COM
049513104
154
16430
SH
SOLE
16430
0
0
Bally Technologies Inc
COM
05874b107
731
11124
SH
SOLE
11124
0
0
Berry Plastics Group Inc.
COM
08579w103
581
22534
SH
SOLE
22534
0
0
Biodelivery Sciences Intl.
COM
09060J106
287
23816
SH
SOLE
23816
0
0
Build-A-Bear Workshop Inc.
COM
120076104
1473
110226
SH
SOLE
110226
0
0
CBS Corp
COM
124857202
772
12424
SH
SOLE
12424
0
0
Callidus Software, Inc.
COM
13123E500
942
78932
SH
SOLE
78932
0
0
Capital Senior Living Corp.
COM
140475104
1100
46140
SH
SOLE
46140
0
0
Cardtronics Inc.
COM
14161h108
687
20158
SH
SOLE
20158
0
0
Carriage Services Inc.
COM
143905107
365
21296
SH
SOLE
21296
0
0
Carrizo Oil & Gas Inc.
COM
144577103
900
13000
SH
SOLE
13000
0
0
Cavium Networks Inc
COM
14964U108
230
4625
SH
SOLE
4625
0
0
Cheesecake Factory
COM
163072101
680
14639
SH
SOLE
14639
0
0
Chicago Bridge & Iron SHR (ADR
COM
167250109
379
5553
SH
SOLE
5553
0
0
CoStar Group, Inc.
COM
22160n109
689
4354
SH
SOLE
4354
0
0
Copart Inc.
COM
217204106
1027
28560
SH
SOLE
28560
0
0
Core-Mark Holding Company, Inc
COM
218681104
1313
28776
SH
SOLE
28776
0
0
DXP Enterprises Inc.
COM
233377407
589
7797
SH
SOLE
7797
0
0
Deckers Outdoor Corp.
COM
243537107
1684
19508
SH
SOLE
19508
0
0
Diamond Hill Investment Group,
COM
25264R207
2347
18377
SH
SOLE
18377
0
0
Dice Holdings Inc
COM
253017107
929
122068
SH
SOLE
122068
0
0
Einstein Noah Restaurant Grp
COM
28257u104
241
15000
SH
SOLE
15000
0
0
Encore Wire Corp.
COM
292562105
251
5124
SH
SOLE
5124
0
0
Entravision
COM
29382R107
281
45140
SH
SOLE
45140
0
0
Ethan Allen Interiors
COM
297602104
272
10997
SH
SOLE
10997
0
0
Excel Trust Inc
COM
30068C109
467
35000
SH
SOLE
35000
0
0
Facebook Inc.
COM
30303M102
1088
16162
SH
SOLE
16162
0
0
Flir Systems
COM
302445101
1194
34389
SH
SOLE
34389
0
0
Furmanite Corporation
COM
361086101
384
33016
SH
SOLE
33016
0
0
Gilead Sciences, Inc.
COM
375558103
1303
15713
SH
SOLE
15713
0
0
Glu Mobile
COM
379890106
113
22650
SH
SOLE
22650
0
0
Google Inc. Class C
COM
38259p706
286
497
SH
SOLE
497
0
0
Halliburton Co
COM
406216101
944
13287
SH
SOLE
13287
0
0
Hanger Orthopedic Group, Inc.
COM
41043F208
1002
31858
SH
SOLE
31858
0
0
Hub Group, Inc.
COM
443320106
825
16366
SH
SOLE
16366
0
0
Huron Consulting Group
COM
447462102
2367
33422
SH
SOLE
33422
0
0
ICON plc (ADR)
COM
G4705A100
812
17228
SH
SOLE
17228
0
0
In Contact Inc.
COM
45336e109
1100
119717
SH
SOLE
119717
0
0
Infoblox Inc
COM
45672H104
1444
109837
SH
SOLE
109837
0
0
Insulet Corp.
COM
45784P101
457
11523
SH
SOLE
11523
0
0
Jack In The Box Inc.
COM
466367109
2253
37651
SH
SOLE
37651
0
0
Jacobs Engineering Group Inc.
COM
469814107
578
10856
SH
SOLE
10856
0
0
Jamba Inc.
COM
47023a309
1659
137136
SH
SOLE
137136
0
0
LA Qutina Holdings
COM
50420D108
776
40550
SH
SOLE
40550
0
0
LaSalle Hotel Properties
COM
517942108
800
22670
SH
SOLE
22670
0
0
Las Vegas Sands
COM
517834107
687
9018
SH
SOLE
9018
0
0
MDC Partners Inc.
COM
552697104
3396
158028
SH
SOLE
158028
0
0
MICROS Systems, Inc.
COM
594901100
852
12543
SH
SOLE
12543
0
0
Martin Transport LTD
COM
573075108
326
14578
SH
SOLE
14578
0
0
Mastercard Inc
COM
57636q104
737
10031
SH
SOLE
10031
0
0
Maximus, Inc.
COM
577933104
1297
30156
SH
SOLE
30156
0
0
Medical Properties Trust Inc.
COM
58463j304
626
47300
SH
SOLE
47300
0
0
Monotype Imaging Holdings Inc.
COM
61022p100
1827
64858
SH
SOLE
64858
0
0
Monro Muffler Brake Inc.
COM
610236101
2031
38182
SH
SOLE
38182
0
0
Multimedia Games, Inc.
COM
625453105
719
24260
SH
SOLE
24260
0
0
Natus Medical Inc.
COM
639050103
2083
82846
SH
SOLE
82846
0
0
Newport Corp
COM
651824104
579
31293
SH
SOLE
31293
0
0
O2Micro International Limited
COM
67107W100
76
22151
SH
SOLE
22151
0
0
Old Dominion Freight Line, Inc
COM
679580100
473
7433
SH
SOLE
7433
0
0
On Assignment Inc.
COM
682159108
832
23382
SH
SOLE
23382
0
0
PDF Solutions Inc.
COM
693282105
1898
89425
SH
SOLE
89425
0
0
Perficient Inc.
COM
71375U101
838
43047
SH
SOLE
43047
0
0
PetroQuest Energy Inc.
COM
716748108
1155
153654
SH
SOLE
153654
0
0
PowerShares S&P SmallCap Healt
COM
73937b886
518
9188
SH
SOLE
9188
0
0
Premiere Global Services Inc.
COM
740585104
1361
101928
SH
SOLE
101928
0
0
Prestige Brands Holdings Inc.
COM
74112d101
825
24329
SH
SOLE
24329
0
0
Proofpoint, Inc.
COM
743424103
2678
71495
SH
SOLE
71495
0
0
Proshares Ultrashort Barclays
COM
74347B201
243
4000
SH
SOLE
4000
0
0
Proto Labs, Inc.
COM
743713109
1830
22333
SH
SOLE
22333
0
0
Providence Service Corp
COM
743815102
429
11713
SH
SOLE
11713
0
0
Pzena Investment Management, I
COM
74731q103
389
34855
SH
SOLE
34855
0
0
Quality Distribution
COM
74756M102
460
30931
SH
SOLE
30931
0
0
Repligen Corp.
COM
759916109
282
12379
SH
SOLE
12379
0
0
SPS Commerce Inc.
COM
78463m107
1104
17464
SH
SOLE
17464
0
0
Sandisk
COM
80004C101
618
5922
SH
SOLE
5922
0
0
Seachange Intl. Inc.
COM
811699107
95
11816
SH
SOLE
11816
0
0
Skyworks Solutions Inc.
COM
83088m102
216
4602
SH
SOLE
4602
0
0
Southwest Airlines
COM
844741108
627
23330
SH
SOLE
23330
0
0
Steelcase Inc
COM
858155203
684
45193
SH
SOLE
45193
0
0
Sunopta Inc.
COM
8676EP108
1963
139389
SH
SOLE
139389
0
0
Swift Transportation Co. Inc.
COM
87074U101
661
26188
SH
SOLE
26188
0
0
Tal International Group, Inc.
COM
874083108
290
6540
SH
SOLE
6540
0
0
Tangoe Inc.
COM
87582y108
1484
98559
SH
SOLE
98559
0
0
Tearlab Corp
COM
878193101
370
76010
SH
SOLE
76010
0
0
Tutor Perini Corp.
COM
901109108
1529
48167
SH
SOLE
48167
0
0
UFP Technologies Inc.
COM
902673102
267
11098
SH
SOLE
11098
0
0
Urstadt Biddle Properties
COM
917286205
588
28140
SH
SOLE
28140
0
0
Valero Energy Corp.
COM
91913Y100
782
15613
SH
SOLE
15613
0
0
Vulcan Materials Company
COM
929160109
612
9596
SH
SOLE
9596
0
0
WageWorks, Inc.
COM
930427109
1382
28671
SH
SOLE
28671
0
0
Weatherford International PLC
COM
G48833100
650
28256
SH
SOLE
28256
0
0
Zynga, Inc.
COM
98986T108
57
17815
SH
SOLE
17815
0
0
CitiGroup Inc. 6.875%
PRD
172967341
543
20000
SH
SOLE
20000
0
0
Duke Energy Corp. 5.125%
PRD
26441c303
478
20000
SH
SOLE
20000
0
0
General Electric Capital Corp.
PRD
369622394
464
20000
SH
SOLE
20000
0
0
PNC Financial 5.375%
PRD
693475832
462
20000
SH
SOLE
20000
0
0
PPL Corp. 5.9%
PRD
69352p202
491
20000
SH
SOLE
20000
0
0
SCE Trust II 5.1%
PRD
78407r204
545
25000
SH
SOLE
25000
0
0
State Street Corp 5.25%
PRD
857477509
463
20000
SH
SOLE
20000
0
0
US Bancorp 6% Series G
PRD
902973817
274
10000
SH
SOLE
10000
0
0
Hercules II 6/30/29 6.5%
CVBOND
427056BC9
672
769000
PRN
SOLE
769000
0
0
AMG Capital 5.15%
CVPFD
00170f209
628
10000
SH
SOLE
10000
0
0
Continental Airlines Fin Trust
CVPFD
210796306
986
20000
SH
SOLE
20000
0
0
NY Community Cap Trust V 6%
CVPFD
64944p307
492
10000
SH
SOLE
10000
0
0
PetroQuest Energy 6.875%
CVPFD
716748207
685
15000
SH
SOLE
15000
0
0