The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 2,552 | 196,000 | SH | DFND | 2 | 196,000 | 0 | 0 | |
HIGHLAND FDS I | HI LD IBOXX SRLN | 430101774 | 5,679 | 310,000 | SH | DFND | 2 | 310,000 | 0 | 0 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 3,278 | 45,719 | SH | DFND | 1 | 45,719 | 0 | 0 | |
ISHARES TR | MSCI ACWI EX US | 464288240 | 3,309 | 66,601 | SH | DFND | 1 | 66,601 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,226 | 66,811 | SH | DFND | 1 | 66,811 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,325 | 47,719 | SH | DFND | 1 | 47,719 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,161 | 11,911 | SH | DFND | 1 | 11,911 | 0 | 0 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 3,166 | 21,556 | SH | DFND | 1 | 21,556 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,191 | 21,014 | SH | DFND | 1 | 21,014 | 0 | 0 | |
ISHARES TR | RUS MID-CAP ETF | 464287499 | 3,215 | 15,575 | SH | DFND | 1 | 15,575 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 2,967 | 39,310 | SH | DFND | 1 | 39,310 | 0 | 0 | |
ISHARES TR | EAFE SML CP ETF | 464288273 | 3,317 | 50,890 | SH | DFND | 1 | 50,890 | 0 | 0 | |
ISHARES TR | U.S. PFD STK ETF | 464288687 | 3,756 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 2,336 | 160,000 | SH | DFND | 2 | 160,000 | 0 | 0 | |
SPDR SER TR | BLOOMBERG SRT | 78468R408 | 5,474 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 |