0001437749-24-000362.txt : 20240103
0001437749-24-000362.hdr.sgml : 20240103
20240103160554
ACCESSION NUMBER: 0001437749-24-000362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERKEL STEPHEN M
CENTRAL INDEX KEY: 0001251144
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38329
FILM NUMBER: 24506309
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWMARK GROUP, INC.
CENTRAL INDEX KEY: 0001690680
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 814467492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128294775
MAIL ADDRESS:
STREET 1: 125 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: NRE DELAWARE, INC.
DATE OF NAME CHANGE: 20161122
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-01-02
0001690680
NEWMARK GROUP, INC.
NMRK
0001251144
MERKEL STEPHEN M
C/O NEWMARK GROUP, INC.
125 PARK AVENUE
NEW YORK
NY
10017
1
EVP and Chief Legal Officer
0
Class A Common Stock, par value $0.01 per share
2024-01-02
4
S
0
35006
D
4461
D
Class A Common Stock, par value $0.01 per share
2901
I
By various trusts
Class A Common Stock, par value $0.01 per share
11334
I
By 401(k) Plan
On January 2, 2024, the reporting person sold 35,006 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $10.85 was the closing price of a share of Class A Common Stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.
Also includes 4,461 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.
Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.
Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 28, 2023.
/s/ Stephen M. Merkel
2024-01-03