0001437749-19-003950.txt : 20190304 0001437749-19-003950.hdr.sgml : 20190304 20190304165607 ACCESSION NUMBER: 0001437749-19-003950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERKEL STEPHEN M CENTRAL INDEX KEY: 0001251144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38329 FILM NUMBER: 19654681 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. STREET 2: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMARK GROUP, INC. CENTRAL INDEX KEY: 0001690680 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 814467492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294775 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NRE DELAWARE, INC. DATE OF NAME CHANGE: 20161122 4 1 rdgdoc.xml FORM 4 X0306 4 2019-02-28 0001690680 NEWMARK GROUP, INC. NMRK 0001251144 MERKEL STEPHEN M C/O NEWMARK GROUP, INC. 125 PARK AVENUE NEW YORK NY 10017 1 EVP and Chief Legal Officer Class A common stock, par value $0.01 per share 2019-02-28 4 A 0 42864 A 55193 D Class A Common Stock, par value $0.01 per share 2901 I By various trusts Class A common stock, par value $0.01 per share 10203 I By 401(k) plan Class A common stock, par value $0.01 per share 1043 I By reporting person's spouse On February 28, 2019, Newmark Group, Inc. (the "Company") granted to the reporting person 42,864 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 50,000 non-exchangeable limited partnership interests of Newmark Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Represents shares of Class A Common Stock of the Company held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee. Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of February 28, 2019. /s/ Stephen M. Merkel 2019-03-04