0001209191-18-057984.txt : 20181109 0001209191-18-057984.hdr.sgml : 20181109 20181109165009 ACCESSION NUMBER: 0001209191-18-057984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181107 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMMETT RICHARD J CENTRAL INDEX KEY: 0001250742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 181173729 MAIL ADDRESS: STREET 1: 2002 PAPA JOHNS BOVD STREET 2: PO BOX 999000 CITY: LLOUISVILLE STATE: KY ZIP: 40269-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-07 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001250742 EMMETT RICHARD J C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 0 1 0 0 Chief Legal and HR Officer Common Stock 2018-11-07 4 M 0 25000 47.39 A 38208 D Common Stock 2018-11-07 4 S 0 25000 73.43 D 13208 D Common Stock 2018-11-08 4 M 0 20000 47.39 A 33208 D Common Stock 2018-11-08 4 S 0 20000 74.50 D 13208 D Option to Purchase Common Stock 47.39 2018-11-07 4 M 0 25000 0.00 D 2022-02-12 Common Stock 25000 68677 D Option to Purchase Common Stock 47.39 2018-11-08 4 M 0 20000 0.00 D 2022-02-12 Common Stock 20000 48677 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.28 to $73.55 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.08 to $74.90 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. The option previously vested based upon time criteria. /s/ Richard J. Emmett 2018-11-09