0000899243-21-044741.txt : 20211116 0000899243-21-044741.hdr.sgml : 20211116 20211116121321 ACCESSION NUMBER: 0000899243-21-044741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211112 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IRVIN JOHN CENTRAL INDEX KEY: 0001250606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35806 FILM NUMBER: 211414977 MAIL ADDRESS: STREET 1: 1620 BLACKBURN HEIGHTS DRIVE CITY: SEWICKLEY STATE: PA ZIP: 15143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExOne Co CENTRAL INDEX KEY: 0001561627 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 261480640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 BUSINESS PHONE: 724-863-9663 MAIL ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Co DATE OF NAME CHANGE: 20130104 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Company, LLC DATE OF NAME CHANGE: 20121105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-12 1 0001561627 ExOne Co XONE 0001250606 IRVIN JOHN 127 INDUSTRY BOULEVARD NORTH HUNTINGDON PA 15642 1 0 0 0 Common Stock, par value $0.01 2021-03-04 5 G 0 E 128450 0.00 D 0 I By 2020 Holdings Common Stock, par value $0.01 2021-04-22 5 G 0 E 15000 0.00 D 5000 D Common Stock, par value $0.01 2021-03-04 5 G 0 E 128450 0.00 A 128450 I By wife Common Stock, par value $0.01 2021-04-22 5 G 0 E 15000 0.00 A 143450 I By wife Common Stock, par value $0.01 2021-09-17 5 G 0 E 1000 0.00 D 142450 I By wife Common Stock, par value $0.01 2021-11-12 4 D 0 142450 D 0 I By wife Common Stock, par value $0.01 2021-11-12 4 D 0 5000 D 0 D 20 20 Holdings was a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin was the sole manager and had sole power to vote and dispose of the 128,450 shares. 20 20 Holdings, LLC, the owner of the 128,450 shares, was dissolved and the 128,450 shares were gifted to Mr. Irvin's wife. Represents a gift of shares by Mr. Irvin to Mr. Irvin's wife. Mr. Irvin's wife is the owner of the 15,000 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Mr. Irvin's wife is the owner of the 128,450 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Represents a gift of shares by Mr. Irvin's wife to three separate charities. On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. /s/ John Irvin 2021-11-15