0000899243-21-044741.txt : 20211116
0000899243-21-044741.hdr.sgml : 20211116
20211116121321
ACCESSION NUMBER: 0000899243-21-044741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211112
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IRVIN JOHN
CENTRAL INDEX KEY: 0001250606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35806
FILM NUMBER: 211414977
MAIL ADDRESS:
STREET 1: 1620 BLACKBURN HEIGHTS DRIVE
CITY: SEWICKLEY
STATE: PA
ZIP: 15143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExOne Co
CENTRAL INDEX KEY: 0001561627
STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555]
IRS NUMBER: 261480640
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 127 INDUSTRY BOULEVARD
CITY: NORTH HUNTINGDON
STATE: PA
ZIP: 15642
BUSINESS PHONE: 724-863-9663
MAIL ADDRESS:
STREET 1: 127 INDUSTRY BOULEVARD
CITY: NORTH HUNTINGDON
STATE: PA
ZIP: 15642
FORMER COMPANY:
FORMER CONFORMED NAME: Ex One Co
DATE OF NAME CHANGE: 20130104
FORMER COMPANY:
FORMER CONFORMED NAME: Ex One Company, LLC
DATE OF NAME CHANGE: 20121105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-12
1
0001561627
ExOne Co
XONE
0001250606
IRVIN JOHN
127 INDUSTRY BOULEVARD
NORTH HUNTINGDON
PA
15642
1
0
0
0
Common Stock, par value $0.01
2021-03-04
5
G
0
E
128450
0.00
D
0
I
By 2020 Holdings
Common Stock, par value $0.01
2021-04-22
5
G
0
E
15000
0.00
D
5000
D
Common Stock, par value $0.01
2021-03-04
5
G
0
E
128450
0.00
A
128450
I
By wife
Common Stock, par value $0.01
2021-04-22
5
G
0
E
15000
0.00
A
143450
I
By wife
Common Stock, par value $0.01
2021-09-17
5
G
0
E
1000
0.00
D
142450
I
By wife
Common Stock, par value $0.01
2021-11-12
4
D
0
142450
D
0
I
By wife
Common Stock, par value $0.01
2021-11-12
4
D
0
5000
D
0
D
20 20 Holdings was a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin was the sole manager and had sole power to vote and dispose of the 128,450 shares. 20 20 Holdings, LLC, the owner of the 128,450 shares, was dissolved and the 128,450 shares were gifted to Mr. Irvin's wife.
Represents a gift of shares by Mr. Irvin to Mr. Irvin's wife. Mr. Irvin's wife is the owner of the 15,000 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Mr. Irvin's wife is the owner of the 128,450 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Represents a gift of shares by Mr. Irvin's wife to three separate charities.
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction.
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration.
/s/ John Irvin
2021-11-15