0001562180-21-001317.txt : 20210219 0001562180-21-001317.hdr.sgml : 20210219 20210219155829 ACCESSION NUMBER: 0001562180-21-001317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTERS KIRK W CENTRAL INDEX KEY: 0001250515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 21655498 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET, 16TH FLOOR CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-18 false 0001378946 People's United Financial, Inc. PBCT 0001250515 WALTERS KIRK W PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false Sr Executive Vice President Common Stock 2021-02-18 4 A false 8924.00 0.00 A 36449.00 D Common Stock 263542.00 I Gus & Bonnie, LLC Common Stock 28841.00 I Lacey & Sadie, LLC Series A Nonconvertible Perpetual Preferred Stock 40000.00 I Gus & Bonnie, LLC Employee Option to Buy 15.285 2021-02-18 4 A false 49767.00 0.00 A 2031-02-18 Common Stock 49767.00 49767.00 D These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). (2) Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 118 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). /s/ Kirk W. Walters 2021-02-18