0001562180-21-000259.txt : 20210108
0001562180-21-000259.hdr.sgml : 20210108
20210108113746
ACCESSION NUMBER: 0001562180-21-000259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210107
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTERS KIRK W
CENTRAL INDEX KEY: 0001250515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 21516330
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET, 16TH FLOOR
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-01-07
false
0001378946
People's United Financial, Inc.
PBCT
0001250515
WALTERS KIRK W
PEOPLES UNITED BANK
850 MAIN STREET
BRIDGEPORT
CT
06604
true
true
false
false
Sr Executive Vice President
Common Stock
2021-01-07
4
M
false
25000.00
12.30
A
52525.00
D
Common Stock
2021-01-07
4
S
false
25000.00
14.32
D
27525.00
D
Common Stock
28841.00
I
Lacey & Sadie, LLC
Common Stock
263542.00
I
Gus & Bonnie, LLC
Series A Nonconvertible Perpetual Preferred Stock
40000.00
I
Gus & Bonnie, LLC
Employee Option to Buy
12.30
2021-01-07
4
M
false
25000.00
0.00
D
2021-03-17
Common Stock
25000.00
25000.00
D
The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.
This transaction was executed in multiple trades at prices ranging from $14.30 to $14.38. The reported price reflects the weighted average sale price plus $0.03. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 119 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements.
Exercisable in annual increments on 3/1/13 (33 1/3%); 3/1/14 (33 1/3%); and 3/1/15 (33 1/3%).
/s/ Kirk W. Walters
2021-01-07