0001562180-21-000259.txt : 20210108 0001562180-21-000259.hdr.sgml : 20210108 20210108113746 ACCESSION NUMBER: 0001562180-21-000259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTERS KIRK W CENTRAL INDEX KEY: 0001250515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 21516330 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET, 16TH FLOOR CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-01-07 false 0001378946 People's United Financial, Inc. PBCT 0001250515 WALTERS KIRK W PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false Sr Executive Vice President Common Stock 2021-01-07 4 M false 25000.00 12.30 A 52525.00 D Common Stock 2021-01-07 4 S false 25000.00 14.32 D 27525.00 D Common Stock 28841.00 I Lacey & Sadie, LLC Common Stock 263542.00 I Gus & Bonnie, LLC Series A Nonconvertible Perpetual Preferred Stock 40000.00 I Gus & Bonnie, LLC Employee Option to Buy 12.30 2021-01-07 4 M false 25000.00 0.00 D 2021-03-17 Common Stock 25000.00 25000.00 D The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020. This transaction was executed in multiple trades at prices ranging from $14.30 to $14.38. The reported price reflects the weighted average sale price plus $0.03. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 119 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Exercisable in annual increments on 3/1/13 (33 1/3%); 3/1/14 (33 1/3%); and 3/1/15 (33 1/3%). /s/ Kirk W. Walters 2021-01-07