0001562180-20-001494.txt : 20200221 0001562180-20-001494.hdr.sgml : 20200221 20200221171346 ACCESSION NUMBER: 0001562180-20-001494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 20641140 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-02-20 false 0001378946 People's United Financial, Inc. PBCT 0001250506 BARNES JOHN P PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false Chairman and CEO Common Stock 2020-02-20 4 A false 45204.00 0.00 A 114224.00 D Common Stock 453789.00 I John P. Barnes Living Trust Employee Option to Buy 16.215 2020-02-20 4 A false 443118.00 0.00 A 2030-02-20 Common Stock 443118.00 443118.00 D These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Includes 4,383 shares owned indirectly through the People's United Bank 401(k) Plan (including 47 shares acquired through dividend reinvestment) and 4,926 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 52 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). /s/ John P. Barnes 2020-02-20