0001562180-19-005282.txt : 20191030 0001562180-19-005282.hdr.sgml : 20191030 20191030110100 ACCESSION NUMBER: 0001562180-19-005282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191029 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 191178353 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-10-29 false 0001378946 People's United Financial, Inc. PBCT 0001250506 BARNES JOHN P PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false Chairman and CEO Common Stock 2019-10-29 4 M false 32461.00 15.80 A 131382.00 D Common Stock 2019-10-29 4 S false 32461.00 17.10 D 98921.00 D Common Stock 453789.00 I John P. Barnes Living Trust Employee Option to Buy 15.80 2019-10-29 4 M false 32461.00 0.00 D 2020-01-28 Common Stock 32461.00 0.00 D (1) This transaction was executed in multiple trades ranging from $17.055 to $17.145. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 4,337 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 53 shares acquired through dividend reinvestment). Also includes 4,873 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 59 shares acquired through dividend reinvestment) based on 09/30/2019 Plan Statement. Exercisable in annual increments on 1/25/12 (50%); 1/25/13 (25%); and 1/25/14 (25%). /s/ John P. Barnes 2019-10-29