0001562180-17-003318.txt : 20171025
0001562180-17-003318.hdr.sgml : 20171025
20171025100544
ACCESSION NUMBER: 0001562180-17-003318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171024
FILED AS OF DATE: 20171025
DATE AS OF CHANGE: 20171025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARNES JOHN P
CENTRAL INDEX KEY: 0001250506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 171152229
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-10-24
false
0001378946
People's United Financial, Inc.
PBCT
0001250506
BARNES JOHN P
PEOPLES UNITED BANK 850 MAIN STREET
BRIDGEPORT
CT
06604
true
true
false
false
President and CEO
Common Stock
2017-10-24
4
M
false
284659.00
15.66
A
383140.00
D
Common Stock
2017-10-24
4
M
false
14650.00
16.075
A
397790.00
D
Common Stock
2017-10-24
4
S
false
299309.00
18.88
D
98481.00
D
Common Stock
365563.00
I
John P. Barnes Living Trust
Employee Option to Buy
15.66
2017-10-24
4
M
false
284659.00
0.00
D
2018-01-17
Common Stock
284659.00
0.00
D
Employee Option to Buy
16.075
2017-10-24
4
M
false
14650.00
0.00
D
2018-01-16
Common Stock
14650.00
0.00
D
This transaction was executed in multiple trades at prices ranging from $18.80 to $19.05. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 4,000 shares owned indirectly through the People's United Bank 401(k) Plan (including 40 shares acquired through dividend reinvestment) and 3,965 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 39 shares acquired through dividend reinvestment). Information is based on 09/30/17 Plan statements.
Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
Exercisable in annual increments on 1/16/10 (50%); 1/16/11 (25%); and 1/16/12 (25%).
/s/ John P. Barnes
2017-10-24