0001562180-17-003318.txt : 20171025 0001562180-17-003318.hdr.sgml : 20171025 20171025100544 ACCESSION NUMBER: 0001562180-17-003318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171024 FILED AS OF DATE: 20171025 DATE AS OF CHANGE: 20171025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 171152229 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-10-24 false 0001378946 People's United Financial, Inc. PBCT 0001250506 BARNES JOHN P PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false President and CEO Common Stock 2017-10-24 4 M false 284659.00 15.66 A 383140.00 D Common Stock 2017-10-24 4 M false 14650.00 16.075 A 397790.00 D Common Stock 2017-10-24 4 S false 299309.00 18.88 D 98481.00 D Common Stock 365563.00 I John P. Barnes Living Trust Employee Option to Buy 15.66 2017-10-24 4 M false 284659.00 0.00 D 2018-01-17 Common Stock 284659.00 0.00 D Employee Option to Buy 16.075 2017-10-24 4 M false 14650.00 0.00 D 2018-01-16 Common Stock 14650.00 0.00 D This transaction was executed in multiple trades at prices ranging from $18.80 to $19.05. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 4,000 shares owned indirectly through the People's United Bank 401(k) Plan (including 40 shares acquired through dividend reinvestment) and 3,965 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 39 shares acquired through dividend reinvestment). Information is based on 09/30/17 Plan statements. Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant. Exercisable in annual increments on 1/16/10 (50%); 1/16/11 (25%); and 1/16/12 (25%). /s/ John P. Barnes 2017-10-24