0001562180-16-003445.txt : 20161110 0001562180-16-003445.hdr.sgml : 20161110 20161110133114 ACCESSION NUMBER: 0001562180-16-003445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 161987124 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-11-09 false 0001378946 People's United Financial, Inc. PBCT 0001250506 BARNES JOHN P PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 true true false false President and CEO Common Stock 2016-11-09 4 M false 136809.00 12.65 A 252819.00 D Common Stock 2016-11-09 4 S false 136809.00 17.477 D 116010.00 D Common Stock 332465.00 I John P. Barnes Living Trust Employee Option to Buy 12.65 2016-11-09 4 M false 136809.00 0.00 D 2022-02-16 Common Stock 136809.00 0.00 D Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. This transaction was executed in multiple trades at prices ranging from $17.43 to $17.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%). /s/ John P. Barnes 2016-11-09