0001562180-16-003445.txt : 20161110
0001562180-16-003445.hdr.sgml : 20161110
20161110133114
ACCESSION NUMBER: 0001562180-16-003445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161109
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARNES JOHN P
CENTRAL INDEX KEY: 0001250506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 161987124
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-11-09
false
0001378946
People's United Financial, Inc.
PBCT
0001250506
BARNES JOHN P
PEOPLES UNITED BANK 850 MAIN STREET
BRIDGEPORT
CT
06604
true
true
false
false
President and CEO
Common Stock
2016-11-09
4
M
false
136809.00
12.65
A
252819.00
D
Common Stock
2016-11-09
4
S
false
136809.00
17.477
D
116010.00
D
Common Stock
332465.00
I
John P. Barnes Living Trust
Employee Option to Buy
12.65
2016-11-09
4
M
false
136809.00
0.00
D
2022-02-16
Common Stock
136809.00
0.00
D
Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.
This transaction was executed in multiple trades at prices ranging from $17.43 to $17.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).
/s/ John P. Barnes
2016-11-09