0001562180-16-001697.txt : 20160219 0001562180-16-001697.hdr.sgml : 20160219 20160219103948 ACCESSION NUMBER: 0001562180-16-001697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 161440558 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-02-18 false 0001378946 People's United Financial, Inc. PBCT 0001250506 BARNES JOHN P PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false President and CEO Common Stock 2016-02-18 4 A false 36878.00 0.00 A 183742.00 D Common Stock 287999.00 I John P. Barnes Living Trust Employee Option to Buy 14.565 2016-02-18 4 A false 413712.00 0.00 A 2026-02-18 Common Stock 413712.00 413712.00 D These are restricted shares that vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). Includes 3,726 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 38 shares acquired through dividend reinvestment) and 3,094 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 31 shared acquired through dividend reinvestment). Information is based on 12/31/15 Plan statements. Exercisable in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). /s/ John P. Barnes 2016-02-18