0001562180-16-003575.txt : 20161118
0001562180-16-003575.hdr.sgml : 20161118
20161118141852
ACCESSION NUMBER: 0001562180-16-003575
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DWIGHT JOHN K
CENTRAL INDEX KEY: 0001250345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 162007429
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-11-18
false
0001378946
People's United Financial, Inc.
PBCT
0001250345
DWIGHT JOHN K
700 CROSSWIND DRIVE
CHARLOTTE
VT
05445
true
false
false
false
Common Stock
2016-11-18
4
M
false
50000.00
15.66
A
277134.00
D
Common Stock
2016-11-18
4
S
false
50000.00
18.21
D
227134.00
D
Common Stock
8902.00
I
By H. Dwight Revocable Trust
Common Stock
4253.00
I
By C. Dwight Revocable Trust
Common Stock
4253.00
I
By P. Dwight Revocable Trust
Director Option to Buy
15.66
2016-11-18
4
M
false
50000.00
0.00
D
2018-01-17
Common Stock
50000.00
56928.00
D
This transaction was executed in multiple trades at prices ranging from $18.2124 to $18.235. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 73,233 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 675 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 6,370 investment units by delivery of equal number of shares of common stock on January 4, 2016). Each investment unit corresponds to one share of common stock.
Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
/s/ Robert E. Trautmann, attorney-in-fact
2016-11-18