0001562180-16-003575.txt : 20161118 0001562180-16-003575.hdr.sgml : 20161118 20161118141852 ACCESSION NUMBER: 0001562180-16-003575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DWIGHT JOHN K CENTRAL INDEX KEY: 0001250345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 162007429 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-11-18 false 0001378946 People's United Financial, Inc. PBCT 0001250345 DWIGHT JOHN K 700 CROSSWIND DRIVE CHARLOTTE VT 05445 true false false false Common Stock 2016-11-18 4 M false 50000.00 15.66 A 277134.00 D Common Stock 2016-11-18 4 S false 50000.00 18.21 D 227134.00 D Common Stock 8902.00 I By H. Dwight Revocable Trust Common Stock 4253.00 I By C. Dwight Revocable Trust Common Stock 4253.00 I By P. Dwight Revocable Trust Director Option to Buy 15.66 2016-11-18 4 M false 50000.00 0.00 D 2018-01-17 Common Stock 50000.00 56928.00 D This transaction was executed in multiple trades at prices ranging from $18.2124 to $18.235. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 73,233 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 675 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 6,370 investment units by delivery of equal number of shares of common stock on January 4, 2016). Each investment unit corresponds to one share of common stock. Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant. /s/ Robert E. Trautmann, attorney-in-fact 2016-11-18