-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvrLiIbSBZgIf54OhPqckuYkhUSByZwnFxrObTrDn6QLIUwNDRHkv22vxw+UCGb3 qny8+OmII0eKowggkVgwxg== 0001181431-11-000477.txt : 20110103 0001181431-11-000477.hdr.sgml : 20101231 20110103192859 ACCESSION NUMBER: 0001181431-11-000477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110103 DATE AS OF CHANGE: 20110103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADS ANN D CENTRAL INDEX KEY: 0001250252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 11503063 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd296065.xml FORM 4 - ANN RHOADS X0303 4 2010-12-31 0 0001375151 ZOGENIX, INC. ZGNX 0001250252 RHOADS ANN D C/O ZOGENIX, INC. 12671 HIGH BLUFF DR., SUITE 200 SAN DIEGO CA 92130 0 1 0 0 EVP, CFO, Treasurer & Sec. Common Stock 2010-12-31 4 M 0 17000 4.0 A 17000 D Employee Stock Option (right to buy) 4.0 2010-12-31 4 M 0 17000 0 D 2020-05-24 Common Stock 17000 133000 D The option was granted on May 25, 2010 and vest in a series of forty-eitht (48) successive, equal monthly installments beginning on March 1, 2010, subject to the Reporting Person's continued employment or service relationship on each such vesting date. Trisha Millican, Attorney-in-fact 2011-01-03 -----END PRIVACY-ENHANCED MESSAGE-----