0001758766-24-000136.txt : 20240610
0001758766-24-000136.hdr.sgml : 20240610
20240610161415
ACCESSION NUMBER: 0001758766-24-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240607
FILED AS OF DATE: 20240610
DATE AS OF CHANGE: 20240610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORGAN MICHAEL C
CENTRAL INDEX KEY: 0001250209
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 241032853
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wk-form4_1718050446.xml
FORM 4
X0508
4
2024-06-07
0
0001758766
STEM, INC.
STEM
0001250209
MORGAN MICHAEL C
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
1
0
0
0
0
Common Stock, Par Value $0.0001 Per Share
2024-06-07
4
M
0
23489
0
A
43987
D
Common Stock, Par Value $0.0001 Per Share
1178937
I
Held by Portcullis Investments, LP
Common Stock, Par Value $0.0001 Per Share
50000
I
Held by Portcullis Partners, LP
Common Stock, Par Value $0.0001 Per Share
547705
I
By Trust
Common Stock, Par Value $0.0001 Per Share
37500
I
By Trust
Common Stock, Par Value $0.0001 Per Share
37500
I
By Trust
Restricted Stock Unit
0
2024-06-07
4
M
0
23489
0
D
Common Stock, Par Value $0.0001 Per Share
23489
110236
D
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Held by a trust of which the reporting person is a trustee.
Held by a family trust (C GST) of which the reporting person is an investment adviser.
Held by a family trust (M GST) of which the reporting person is an investment adviser.
On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.
/s/ Chen Zhang, attorney-in-fact
2024-06-10