0001104659-21-058961.txt : 20210430
0001104659-21-058961.hdr.sgml : 20210430
20210430160121
ACCESSION NUMBER: 0001104659-21-058961
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210428
FILED AS OF DATE: 20210430
DATE AS OF CHANGE: 20210430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORGAN MICHAEL C
CENTRAL INDEX KEY: 0001250209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 21877655
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Star Peak Energy Transition Corp.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 851972187
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O MAGNETAR CAPITAL LLC
STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-905-4400
MAIL ADDRESS:
STREET 1: C/O MAGNETAR CAPITAL LLC
STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
tm2114745-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-04-28
0
0001758766
Star Peak Energy Transition Corp.
STPK
0001250209
MORGAN MICHAEL C
C/O STAR PEAK SPONSOR LLC
1603 ORRINGTON AVENUE, 13TH FLOOR
EVANSTON
IL
60201
1
0
1
0
Common Stock
2021-04-28
4
M
0
9509626
0
A
9509626
I
By Star Peak Sponsor LLC
Common Stock
2021-04-28
4
P
0
50000
10
A
9559626
I
By Portcullis Partners, LP
Class B Common Stock
2021-04-28
4
M
0
9509626
0
D
Class A Common Stock
9509626
0
I
By Star Peak Sponsor LLC
As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor").
The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P.
/s/ Tyson Taylor, as Attorney-in-Fact
2021-04-30