0001104659-21-058961.txt : 20210430 0001104659-21-058961.hdr.sgml : 20210430 20210430160121 ACCESSION NUMBER: 0001104659-21-058961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210428 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN MICHAEL C CENTRAL INDEX KEY: 0001250209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 21877655 MAIL ADDRESS: STREET 1: 1001 LOUISIANA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Star Peak Energy Transition Corp. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 851972187 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O MAGNETAR CAPITAL LLC STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-905-4400 MAIL ADDRESS: STREET 1: C/O MAGNETAR CAPITAL LLC STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 tm2114745-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-28 0 0001758766 Star Peak Energy Transition Corp. STPK 0001250209 MORGAN MICHAEL C C/O STAR PEAK SPONSOR LLC 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 1 0 1 0 Common Stock 2021-04-28 4 M 0 9509626 0 A 9509626 I By Star Peak Sponsor LLC Common Stock 2021-04-28 4 P 0 50000 10 A 9559626 I By Portcullis Partners, LP Class B Common Stock 2021-04-28 4 M 0 9509626 0 D Class A Common Stock 9509626 0 I By Star Peak Sponsor LLC As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. /s/ Tyson Taylor, as Attorney-in-Fact 2021-04-30