0001209191-21-006815.txt : 20210202 0001209191-21-006815.hdr.sgml : 20210202 20210202165235 ACCESSION NUMBER: 0001209191-21-006815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210131 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELISE ANTONIO L CENTRAL INDEX KEY: 0001249885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 21582271 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS, INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-31 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001249885 DELISE ANTONIO L C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2021-01-31 4 F 0 466 540.76 D 34325 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 1274 540.76 D 33051 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 52 540.76 D 32999 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 123 540.76 D 32876 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 135 540.76 D 32741 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 175 540.76 D 32566 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 104 540.76 D 32462 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 209 540.76 D 32253 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 1546 540.76 D 30707 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 143 540.76 D 30564 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 7 540.76 D 30557 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 426 540.76 D 30131 D Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise. Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. /s/ Jason Edelstein, as Attorney-in-Fact for Antonio L. DeLise 2021-02-02