0001209191-20-003991.txt : 20200117 0001209191-20-003991.hdr.sgml : 20200117 20200117162518 ACCESSION NUMBER: 0001209191-20-003991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200115 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELISE ANTONIO L CENTRAL INDEX KEY: 0001249885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 20533876 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS, INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-15 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001249885 DELISE ANTONIO L C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2020-01-15 4 A 0 741 0.00 A 42498 D Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023. /s/ Jason Edelstein, as Attorney-in-Fact for Antonio L. DeLise 2020-01-17