0001012975-18-000116.txt : 20180202
0001012975-18-000116.hdr.sgml : 20180202
20180202163614
ACCESSION NUMBER: 0001012975-18-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELISE ANTONIO L
CENTRAL INDEX KEY: 0001249885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 18571247
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS, INC.
STREET 2: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-01-31
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001249885
DELISE ANTONIO L
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
253
196.21
D
51154
D
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
82
196.21
D
51072
D
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
28
196.21
D
51044
D
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
11
196.21
D
51033
D
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
83
196.21
D
50950
D
Common Stock, par value $0.003 per share
2018-01-31
4
F
0
35
196.21
D
50915
D
Common Stock, par value $0.003 per share
2018-01-31
4
A
0
481
A
51396
D
Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.
Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise.
Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020.
/s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise
2018-02-02