0001012975-17-000045.txt : 20170118 0001012975-17-000045.hdr.sgml : 20170118 20170118160729 ACCESSION NUMBER: 0001012975-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170115 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELISE ANTONIO L CENTRAL INDEX KEY: 0001249885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 17533548 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS, INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-15 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001249885 DELISE ANTONIO L C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2017-01-15 4 F 0 1203 156.85 D 58291 D Common Stock, par value $0.003 per share 2017-01-15 4 A 0 716 A 59007 D Employee Stock Option (right to buy) 156.85 2017-01-15 4 A 0 2821 0 A 2023-01-15 Common Stock 2821 2821 D Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. /s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise 2017-01-18