0001012975-17-000045.txt : 20170118
0001012975-17-000045.hdr.sgml : 20170118
20170118160729
ACCESSION NUMBER: 0001012975-17-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170115
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELISE ANTONIO L
CENTRAL INDEX KEY: 0001249885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 17533548
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS, INC.
STREET 2: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-15
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001249885
DELISE ANTONIO L
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.003 per share
2017-01-15
4
F
0
1203
156.85
D
58291
D
Common Stock, par value $0.003 per share
2017-01-15
4
A
0
716
A
59007
D
Employee Stock Option (right to buy)
156.85
2017-01-15
4
A
0
2821
0
A
2023-01-15
Common Stock
2821
2821
D
Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.
Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.
The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.
/s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise
2017-01-18