0001012975-16-001035.txt : 20160218
0001012975-16-001035.hdr.sgml : 20160218
20160218160550
ACCESSION NUMBER: 0001012975-16-001035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160218
DATE AS OF CHANGE: 20160218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELISE ANTONIO L
CENTRAL INDEX KEY: 0001249885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 161437599
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS, INC.
STREET 2: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001249885
DELISE ANTONIO L
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.003 per share
2016-02-16
4
S
0
6800
110.60
D
52740
D
Common Stock, par value $0.003 per share
2016-02-16
4
S
0
3200
111.73
D
49540
D
Common Stock, par value $0.003 per share
2016-02-16
4
M
0
27000
9.95
A
76540
D
Common Stock, par value $0.003 per share
2016-02-16
4
F
0
1541
110.79
D
74999
D
Common Stock, par value $0.003 per share
2016-02-16
4
S
0
4911
110.657
D
70088
D
Common Stock, par value $0.003 per share
2016-02-16
4
S
0
594
111.556
D
69494
D
Employee Stock Option (right to buy)
9.95
2016-02-16
4
M
0
27000
0
D
2016-08-01
Common Stock
27000
0
D
The transactions were executed in multiple trades at prices ranging from $110.19 to $111.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $111.255 to $111.970. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Represents the surrender of shares to the Company to satisfy the exercise price of some of the options reported in Table II.
The shares were sold to cover the exercise price and taxes due on the exercise of some of the options in Table II.
The transactions were executed in multiple trades at prices ranging from $110.18 to $111.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $111.260 to $111.970. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The option is currently exercisable.
/s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise
2016-02-18