0001012975-16-000932.txt : 20160125 0001012975-16-000932.hdr.sgml : 20160125 20160125171341 ACCESSION NUMBER: 0001012975-16-000932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELISE ANTONIO L CENTRAL INDEX KEY: 0001249885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 161359365 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS, INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-22 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001249885 DELISE ANTONIO L C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2016-01-22 4 A 0 5200 0 A 57830 D Employee Stock Option (right to buy) 103.30 2016-01-22 4 A 0 16120 0 A 2022-01-31 Common Stock 16120 16120 D Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in two equal installments on each of January 31, 2020 and January 31, 2021. The options will vest in two equal installments on each of January 31, 2020 and January 31, 2021. /s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise 2016-01-25