0001012975-16-000925.txt : 20160120
0001012975-16-000925.hdr.sgml : 20160120
20160120162215
ACCESSION NUMBER: 0001012975-16-000925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELISE ANTONIO L
CENTRAL INDEX KEY: 0001249885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 161351238
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS, INC.
STREET 2: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-15
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001249885
DELISE ANTONIO L
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.003 per share
2016-01-15
4
F
0
1203
101.77
D
53376
D
Common Stock, par value $0.003 per share
2016-01-15
4
F
0
559
101.77
D
52817
D
Common Stock, par value $0.003 per share
2016-01-15
4
F
0
493
101.77
D
52324
D
Common Stock, par value $0.003 per share
2016-01-15
4
A
0
306
0
A
52630
D
Represents the surrender of shares to the Company to satisfy Mr. Delise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Delise.
Represents the surrender of shares to the Company to satisfy Mr. Delise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Delise.
Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2017 and 33% on each of January 31, 2018 and January 31, 2019.
/s/ Ori Solomon, as Attorney-in-Fact for Antonio L. DeLise
2016-01-20