0000905148-23-000909.txt : 20230912 0000905148-23-000909.hdr.sgml : 20230912 20230912203930 ACCESSION NUMBER: 0000905148-23-000909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230908 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 231251419 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 841747686 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 form4.xml X0508 4 2023-09-08 0001777393 ChargePoint Holdings, Inc. CHPT 0001249803 JACKSON REX S 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 true Chief Financial Officer false Common Stock 2023-09-08 4 M 0 1476060 0.56 A 2546351 D Common Stock 2023-09-08 4 S 0 556255 5.8358 D 1990096 D Common Stock 2023-09-08 5 A 0 264 4.862 A 1990360 D Common Stock 2023-09-11 4 S 0 15 5.73 D 1990345 D Common Stock 197335 I By trust Stock Option (Right to Buy) 0.56 2023-09-08 4 M 0 1476060 D 2028-07-06 Common Stock 1476060 0 D These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP. The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. The Stock Option is fully vested. The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. /s/ Natella Novruzova - Attorney-in-Fact 2023-09-12