0001493152-22-003291.txt : 20220204
0001493152-22-003291.hdr.sgml : 20220204
20220204172524
ACCESSION NUMBER: 0001493152-22-003291
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20220204
DATE AS OF CHANGE: 20220204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENNEDY JIM
CENTRAL INDEX KEY: 0001249723
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39933
FILM NUMBER: 22594665
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: urban-gro, Inc.
CENTRAL INDEX KEY: 0001706524
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
IRS NUMBER: 465158469
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
BUSINESS PHONE: 720-390-3880
MAIL ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
4/A
1
ownership.xml
X0306
4/A
2021-12-01
2021-06-01
0
0001706524
urban-gro, Inc.
UGRO
0001249723
DENNEDY JIM
1751 PAMORAMA POINT, SUITE G
LAFAYETTE
CO
80026
1
1
0
0
President and COO
Common Stock
237415
D
Common Stock Option
7.20
2018-08-22
4
A
0
16667
0
A
2028-08-22
Common Stock
16667
16667
D
Common Stock Option
7.20
2019-04-01
4
A
0
3333
0
A
2029-04-01
Common Stock
3333
20000
D
On December 3, 2021, the Reporting Person filed a Form 4 Amendment which inadvertently reported that the Reporting Person owns an aggregate of 259,758 shares of common stock following the transaction reported therein. In fact, the Reporting Person owns an aggregate of 237,415 shares of common stock and stock options to purchase 20,000 shares of common stock. The 237,415 total includes: a grant of 19,968 shares of restricted stock that vest proportionately over a three-year period beginning on December 31, 2021, vesting fully on December 31, 2023; a grant of 40,000 shares of restricted stock that vest as follows: 10,000 on December 31, 2021, 14,000 on December 31, 2022, and 16,000 on December 31, 2023; a grant of 5,556 shares of restricted stock that vested on April 30, 2020; a grant of 15,625 shares of restricted stock that vested on May 28, 2021; and 156,266 shares of common stock.
The stock option was issued in Connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021.
The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.
/s/ James H. Dennedy
2022-02-04