0001140361-16-068553.txt : 20160603
0001140361-16-068553.hdr.sgml : 20160603
20160603165544
ACCESSION NUMBER: 0001140361-16-068553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160602
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC.
DATE OF NAME CHANGE: 20141023
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHADWICK JAMES M
CENTRAL INDEX KEY: 0001249693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 161696428
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS, INC.
STREET 2: 701 PARK OF COMMERCE BLVD., #301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
doc1.xml
FORM 4
X0306
4
2016-06-02
0
0001494448
EMERGENT CAPITAL, INC.
EMG
0001249693
CHADWICK JAMES M
C/O EMERGENT CAPITAL, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
1
0
0
0
Common Stock
2016-06-02
4
A
0
11508
A
31791
D
Common Stock
278669
I
See Footnote
Represents directors' fees paid in stock pursuant to Emergent's Omnibus Incentive Plan.
The Reporting Person is a principal of Ancora Catalyst Fund LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Michael B. Kirwan, Attorney-in-Fact for James M. Chadwick
2016-06-03