0000899243-23-008561.txt : 20230315
0000899243-23-008561.hdr.sgml : 20230315
20230315161934
ACCESSION NUMBER: 0000899243-23-008561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230313
FILED AS OF DATE: 20230315
DATE AS OF CHANGE: 20230315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIFTER RICHARD P
CENTRAL INDEX KEY: 0001249554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 23735458
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-13
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001249554
SCHIFTER RICHARD P
C/O TPG
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
1
0
0
0
Common Stock
2023-03-13
4
J
0
11588
D
40768.8345
D
Shares transferred in an asset swap in which the Common Stock was valued at $212.48 per share, based on the average of its high and low prices on Nasdaq on the date of transfer.
The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated March 28, 2017.
/s/ Gregory M. Woods, attorney-in-fact
2023-03-15