0001415889-24-007169.txt : 20240307 0001415889-24-007169.hdr.sgml : 20240307 20240307160507 ACCESSION NUMBER: 0001415889-24-007169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240307 DATE AS OF CHANGE: 20240307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB JOHN R CENTRAL INDEX KEY: 0001249289 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39413 FILM NUMBER: 24730019 MAIL ADDRESS: STREET 1: C/O NCO GROUP, INC. STREET 2: 507 PRUDENTIAL ROAD CITY: HORSHAM STATE: PA ZIP: 19044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex, Inc. CENTRAL INDEX KEY: 0001806837 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 232081753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: (800) 355-3500 MAIL ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 form4-03072024_090356.xml X0508 4 2024-03-05 0001806837 Vertex, Inc. VERX 0001249289 SCHWAB JOHN R C/O VERTEX, INC. 2301 RENAISSANCE BLVD KING OF PRUSSIA PA 19406 false true false false CHIEF FINANCIAL OFFICER 1 Class A Common Stock 2024-03-05 4 M 0 10000 4.70 A 63104 D Class A Common Stock 2024-03-05 4 S 0 10000 30 D 53104 D Stock Option 4.70 2024-03-05 4 M 0 10000 0 D 2022-02-05 2030-02-05 Class A Common Stock 10000 406473 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 15, 2023. This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025. /s/ Lisa Coleman, Attorney-in-Fact 2024-03-07