0001209191-21-020197.txt : 20210312
0001209191-21-020197.hdr.sgml : 20210312
20210312164328
ACCESSION NUMBER: 0001209191-21-020197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDERONI FRANK
CENTRAL INDEX KEY: 0001249051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 21738113
MAIL ADDRESS:
STREET 1: 100 EAST DAVIE STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-10
0
0001540755
Anaplan, Inc.
PLAN
0001249051
CALDERONI FRANK
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
1
1
0
0
Chairman and CEO
Common Stock
2021-03-10
4
S
0
22369
56.5855
D
277631
I
By Trust
Common Stock
2021-03-10
4
S
0
15594
57.5673
D
262037
I
By Trust
Common Stock
2021-03-10
4
S
0
5545
58.6412
D
256492
I
By Trust
Common Stock
2021-03-10
4
S
0
1492
59.2508
D
255000
I
By Trust
Common Stock
2021-03-10
4
M
0
51112
A
1361547
D
Common Stock
2021-03-11
4
S
0
25469
55.45
D
1336078
D
Common Stock
2021-03-11
4
S
0
504
56.995
D
1335574
D
Common Stock
2021-03-10
4
M
0
9759
A
1345333
D
Common Stock
2021-03-11
4
S
0
4863
55.45
D
1340470
D
Common Stock
2021-03-11
4
S
0
97
56.89
D
1340373
D
Common Stock
2021-03-10
4
M
0
8362
A
1348735
D
Common Stock
2021-03-11
4
S
0
4167
55.45
D
1344568
D
Common Stock
2021-03-11
4
S
0
83
57.02
D
1344485
D
Restricted Stock Units
2021-03-10
4
M
0
51112
0.00
D
Common Stock
51112
306675
D
Restricted Stock Units
2021-03-10
4
M
0
9759
0.00
D
Common Stock
9759
87836
D
Restricted Stock Units
2021-03-10
4
M
0
8362
0.00
D
Common Stock
8362
100338
D
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $56.09 to $57.07, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $57.09 to $58.08, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $58.10 to $59.09, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $59.11 to $59.43, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on September 10, 2020, with the remainder vesting in equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
This sale represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
/s/ Gary Spiegel, Attorney-in-Fact
2021-03-12