0001209191-20-043316.txt : 20200722
0001209191-20-043316.hdr.sgml : 20200722
20200722165254
ACCESSION NUMBER: 0001209191-20-043316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200720
FILED AS OF DATE: 20200722
DATE AS OF CHANGE: 20200722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDERONI FRANK
CENTRAL INDEX KEY: 0001249051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 201041941
MAIL ADDRESS:
STREET 1: 100 EAST DAVIE STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-20
0
0001540755
Anaplan, Inc.
PLAN
0001249051
CALDERONI FRANK
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
1
1
0
0
Chairman and CEO
Common Stock
2020-07-20
4
M
0
101562
A
1576201
D
Common Stock
2020-07-21
4
S
0
50630
45.87
D
1525571
D
Common Stock
75000
I
By Trust
Restricted Stock Units
2020-07-20
4
M
0
101562
0.00
D
Common Stock
101562
609375
D
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
This sale represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs on July 20, 2020. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
/s/ Gary Spiegel, Attorney-in-Fact
2020-07-22