0000899243-19-024203.txt : 20190924
0000899243-19-024203.hdr.sgml : 20190924
20190924201942
ACCESSION NUMBER: 0000899243-19-024203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190920
FILED AS OF DATE: 20190924
DATE AS OF CHANGE: 20190924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDERONI FRANK
CENTRAL INDEX KEY: 0001249051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 191111861
MAIL ADDRESS:
STREET 1: 100 EAST DAVIE STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-20
0
0001540755
Anaplan, Inc.
PLAN
0001249051
CALDERONI FRANK
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
1
1
0
0
Chairman and CEO
Common Stock
2019-09-20
4
S
0
4200
54.1614
D
554396
I
By Trust
Common Stock
2019-09-20
4
M
0
101562
A
1033529
D
Common Stock
2019-09-23
4
S
0
50579
52.2045
D
982950
D
Restricted Stock Units
2019-09-20
4
M
0
101562
0.00
D
Common Stock
101562
1625000
D
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $54.01 to $54.50, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs on September 20, 2019. The sale was to satisfy tax
withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder
vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $52.20 to $52.6482, inclusive. The Reporting Person undertakes to provide to the
Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
/s/ Suhani Akhare, Attorney-in-Fact
2019-09-24