0001536407-21-000004.txt : 20210524 0001536407-21-000004.hdr.sgml : 20210524 20210524173714 ACCESSION NUMBER: 0001536407-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAMOS JOHN P SR CENTRAL INDEX KEY: 0001248580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23295 FILM NUMBER: 21956400 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Trust CENTRAL INDEX KEY: 0001717457 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Term Trust DATE OF NAME CHANGE: 20190604 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Income 2028 Term Trust DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity Income 2028 Term Trust DATE OF NAME CHANGE: 20170919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-20 0 0001717457 Calamos Long/Short Equity & Dynamic Income Trust CPZ 0001248580 CALAMOS JOHN P SR 2020 CALAMOS COURT NAPERVILLE IL 60563 1 1 0 0 President and Chairman Common Stock 2021-05-20 4 P 0 151 20.8 A 151 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 7203 20.75 A 7354 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 2500 20.78 A 9854 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 600 20.79 A 10454 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 300 20.77 A 10754 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 700 20.79 A 11454 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 10600 20.75 A 22054 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 400 20.76 A 22454 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 2100 20.75 A 24554 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 2500 20.74 A 27054 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 400 20.73 A 27454 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 2800 20.7 A 30254 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 200 20.69 A 30454 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 300 20.7 A 30754 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 1200 20.74 A 31954 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 200 20.72 A 32154 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 100 20.73 A 32254 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 100 20.7 A 32354 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 1300 20.68 A 33654 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 1032 20.67 A 34686 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 400 20.68 A 35086 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 2050 20.66 A 37136 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 100 20.63 A 37236 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 200 20.62 A 37436 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 400 20.67 A 37836 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 600 20.62 A 38436 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 200 20.61 A 38636 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 100 20.65 A 38736 I By John P. Calamos 1985 Trust Common Stock 2021-05-20 4 P 0 1750 20.6 A 40486 I By John P. Calamos 1985 Trust Common Stock 7194.24 I By Calamos Advisors LLC THE SHARES DENOTED AS BENEFICIALLY OWNED BY CALAMOS ADVISORS LLC (CAL) IN THIS FORM 4 ARE NOT DIRECTLY HELD FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE SHARES WERE PURCHASED BY CAL PRIOR TO EFFECTIVENESS OF THE CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST'S REGISTRATION STATEMENT. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. /s/ John P. Calamos, Sr. 2021-05-24