0001316507-16-000157.txt : 20160201 0001316507-16-000157.hdr.sgml : 20160201 20160201172753 ACCESSION NUMBER: 0001316507-16-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160201 DATE AS OF CHANGE: 20160201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund CENTRAL INDEX KEY: 0001602584 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 161378366 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAMOS JOHN P SR CENTRAL INDEX KEY: 0001248580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 161378367 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-01 0 0001602584 Calamos Dynamic Convertible & Income Fund CCD 0001248580 CALAMOS JOHN P SR 2020 CALAMOS COURT NAPERVILLE IL 60563 1 1 0 0 President and Chairman 0001316507 Calamos Advisors LLC 2020 CALAMOS COURT NAPERVILLE IL 60563 0 0 0 1 Investment Advisor Common Stock 2016-02-01 4 P 0 300 16.33 A 938392.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 100 16.34 A 938492.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 500 16.35 A 938992.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 100 16.36 A 939092.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 200 16.37 A 939292.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 100 16.38 A 939392.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 400 16.39 A 939792.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 200 16.4 A 939992.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 300 16.41 A 940292.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 700 16.42 A 940992.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 600 16.43 A 941592.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 400 16.44 A 941992.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 273 16.45 A 942265.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 820 16.47 A 943085.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 394 16.48 A 943479.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 291 16.49 A 943770.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 500 16.5 A 944270.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 800 16.51 A 945070.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 73 16.54 A 945143.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 100 16.55 A 945243.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 100 16.56 A 945343.59 I By Calamos Advisors LLC Common Stock 2016-02-01 4 P 0 349 16.57 A 945692.59 I By Calamos Advisors LLC THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. /s/ Christopher Russell, Attorney-in-Fact 2016-02-01 EX-99 2 exhibit99.txt JOINT FILER INFORMATION Exhibit 99 Joint Filer Information Name: Calamos Advisors LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Designated Filer: John P. Calamos, Sr. Issuer & Ticker Symbol: Calamos Dynamic Convertible and Income Fund (CCD) Relationship to Issuer: Investment Advisor Date of Event Requiring Statement: 2/1/2016 Signature: By: /s/ Christopher Russell