0001316507-15-000124.txt : 20151211
0001316507-15-000124.hdr.sgml : 20151211
20151211142526
ACCESSION NUMBER: 0001316507-15-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151210
FILED AS OF DATE: 20151211
DATE AS OF CHANGE: 20151211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund
CENTRAL INDEX KEY: 0001602584
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 151282932
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 151282933
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-10
0
0001602584
Calamos Dynamic Convertible & Income Fund
CCD
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Chairman
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Advisor
Common Stock
2015-12-10
4
P
0
100
18.12
A
701908.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
1
18.18
A
701909.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
642
18.19
A
702551.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
600
18.2
A
703151.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
200
18.23
A
703351.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
300
18.25
A
703651.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
900
18.26
A
704551.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.27
A
704651.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
303
18.28
A
704954.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
200
18.29
A
705154.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
200
18.3
A
705354.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.31
A
705454.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
600
18.32
A
706054.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.33
A
706154.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
900
18.34
A
707054.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
300
18.36
A
707354.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.37
A
707454.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.39
A
707554.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
400
18.4
A
707954.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
454
18.42
A
708408.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.43
A
708508.59
I
By Calamos Advisors LLC
Common Stock
2015-12-10
4
P
0
100
18.44
A
708608.59
I
By Calamos Advisors LLC
THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
/s/ Christopher Russell, Attorney-in-Fact
2015-12-11
EX-99
2
exhibit99.txt
JOINT FILER INFORMATION
Exhibit 99
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Dynamic Convertible
and Income Fund (CCD)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 12/10/2015
Signature: By: /s/ Christopher Russell