0001316507-15-000119.txt : 20151204 0001316507-15-000119.hdr.sgml : 20151204 20151204104242 ACCESSION NUMBER: 0001316507-15-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151203 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund CENTRAL INDEX KEY: 0001602584 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAMOS JOHN P SR CENTRAL INDEX KEY: 0001248580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 151269114 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 151269115 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-03 0 0001602584 Calamos Dynamic Convertible & Income Fund CCD 0001248580 CALAMOS JOHN P SR 2020 CALAMOS COURT NAPERVILLE IL 60563 1 1 0 0 President and Chairman 0001316507 Calamos Advisors LLC 2020 CALAMOS COURT NAPERVILLE IL 60563 0 0 0 1 Investment Adviser Common Stock 2015-12-03 4 P 0 100 18.34 A 668258.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 200 18.35 A 668458.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 300 18.36 A 668758.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 400 18.37 A 669158.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 300 18.38 A 669458.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 500 18.39 A 669958.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 1200 18.4 A 671158.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 831 18.41 A 671989.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 400 18.42 A 672389.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 200 18.44 A 672589.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 300 18.45 A 672889.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 500 18.46 A 673389.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 400 18.47 A 673789.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 500 18.48 A 674289.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 319 18.49 A 674608.59 I By Calamos Advisors LLC Common Stock 2015-12-03 4 P 0 300 18.5 A 674908.59 I By Calamos Advisors LLC THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. PLEASE SEE "FOOTNOTES' PAGE. /s/ Christopher S. Russell, Attorney-in-Fact 2015-12-04 EX-99 2 exhibit99.txt JOINT FILER INFORMATION Exhibit 99 Joint Filer Information Name: Calamos Advisors LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Designated Filer: John P. Calamos, Sr. Issuer & Ticker Symbol: Calamos Dynamic Convertible and Income Fund (CCD) Relationship to Issuer: Investment Advisor Date of Event Requiring Statement: 12/03/2015 Signature: By: /s/ Christopher Russell