0001221432-16-000169.txt : 20161122
0001221432-16-000169.hdr.sgml : 20161122
20161122165347
ACCESSION NUMBER: 0001221432-16-000169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161121
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/
CENTRAL INDEX KEY: 0001299033
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320122554
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
BUSINESS PHONE: (630) 245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Partners LLC
CENTRAL INDEX KEY: 0001690061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 162013797
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-577-9688
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Family Partners, Inc.
CENTRAL INDEX KEY: 0001307316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 162013798
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-577-9688
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 162013799
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-21
0
0001299033
Calamos Asset Management, Inc. /DE/
CLMS
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
1
0
Founder, Chairman & Global CIO
0001307316
Calamos Family Partners, Inc.
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
1
0
0001690061
Calamos Partners LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
1
0
Class A Common Stock
2016-11-21
4
P
0
174.345
6.9165
A
8213.402
I
By Spouse
Class A Common Stock
1419784.754
D
Class A Common Stock
3776860
I
By Calamos Investments LLC
Class A Common Stock
2016-11-22
4
P
0
13994.631
7.1225
A
1433779.385
D
Class A Common Stock
8213.402
I
By Spouse
Class A Common Stock
3776860
I
By Calamos Investments LLC
Total represents 664,511.7540 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
Total represents 678,506.3850 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
/s/ William J. Takahashi, Attorney-in-Fact
2016-11-22
EX-99
2
exhibit99.txt
JOINT FILER INFO.
Exhibit 99
Joint Filer Information
Name: Calamos Family Partners, Inc.
and Calamos Partners LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos
Issuer & Ticker Symbol: Calamos Asset Management, Inc.
(CLMS)
Date of Event
Requiring Statement: 11/21/2016*
Signature: By: /s/ William J. Takahashi, Attorney-in-Fact.
*The reporting person disclaims beneficial ownership of all
Securities directly-owned by the Designated Filer.