0001127602-21-002505.txt : 20210126 0001127602-21-002505.hdr.sgml : 20210126 20210126131324 ACCESSION NUMBER: 0001127602-21-002505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210122 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN THOMAS T CENTRAL INDEX KEY: 0001247955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38214 FILM NUMBER: 21552747 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Beach Brands Holding Co CENTRAL INDEX KEY: 0001709164 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 311236686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-273-9777 MAIL ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-22 0001709164 Hamilton Beach Brands Holding Co HBB 0001247955 RANKIN THOMAS T 4421 WATERFRONT DRIVE GLEN ALLEN VA 23060 1 1 Member of a Group Class A Common Stock 2021-01-22 4 P 0 668 11.534 A 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class A Common Stock 2021-01-22 4 P 0 668 11.534 A 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class A Common Stock 2021-01-22 4 P 0 668 11.534 A 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class A Common Stock 2021-01-22 4 P 0 5967 11.534 A 19478 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class A Common Stock 2021-01-22 4 P 0 5967 11.534 A 19478 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class A Common Stock 2021-01-22 4 P 0 5967 11.534 A 19478 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class A Common Stock 7 D Class A Common Stock 3622 I Held by Spouse Class A Common Stock 2000 I Proportionate general partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 25 I Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. Class A Common Stock 33312 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 31669 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class A Common Stock 0 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Class A Common Stock 1975 I Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner Class A Common Stock 162236 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Class A Common Stock 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of James T. Rankin Class A Common Stock 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Matthew M. Rankin Class A Common Stock 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Thomas P.K. Rankin Class A Common Stock 85056 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class A Common Stock 20000 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 1843 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class B Common Stock 2021-01-22 4 P 0 668 11.534 A Class A Common Stock 668 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class B Common Stock 2021-01-22 4 P 0 668 11.534 A Class A Common Stock 668 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class B Common Stock 2021-01-22 4 P 0 668 11.534 A Class A Common Stock 668 11319 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 13511 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class B Common Stock 2021-01-22 4 P 0 5968 11.534 A Class A Common Stock 5968 19479 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin Class B Common Stock 2021-01-22 4 P 0 5968 11.534 A Class A Common Stock 5968 19479 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin Class B Common Stock 2021-01-22 4 P 0 5968 11.534 A Class A Common Stock 5968 19479 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin Class B Common Stock Class A Common Stock 7 7 D Class B Common Stock Class A Common Stock 3622 3622 I Held by Spouse Class B Common Stock Class A Common Stock 2000 2000 I Proportionate general partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 25 25 I Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 33312 33312 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 31669 31669 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class B Common Stock Class A Common Stock 0 0 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 1975 1975 I Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner Class B Common Stock Class A Common Stock 145958 145958 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Class B Common Stock Class A Common Stock 0 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of James T. Rankin Class B Common Stock Class A Common Stock 0 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Matthew M. Rankin Class B Common Stock Class A Common Stock 0 0 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Thomas P.K. Rankin Class B Common Stock Class A Common Stock 85056 85056 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class B Common Stock Class A Common Stock 20000 20000 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 1843 1843 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. Reporting Person disclaims beneficial ownership of all such shares. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A /s/ Derek R. Redmond, attorney-in-fact 2021-01-26