0001127602-21-002497.txt : 20210126 0001127602-21-002497.hdr.sgml : 20210126 20210126130352 ACCESSION NUMBER: 0001127602-21-002497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210122 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38214 FILM NUMBER: 21552696 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Beach Brands Holding Co CENTRAL INDEX KEY: 0001709164 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 311236686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-273-9777 MAIL ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-22 0001709164 Hamilton Beach Brands Holding Co HBB 0001247952 RANKIN CLAIBORNE R 4421 WATERFRONT DR. GLEN ALLEN VA 23060 1 Member of a Group Class A Common Stock 2021-01-22 4 P 0 667 11.534 A 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class A Common Stock 2021-01-22 4 P 0 667 11.534 A 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class A Common Stock 2021-01-22 4 P 0 667 11.534 A 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class A Common Stock 2021-01-22 4 P 0 2192 11.534 A 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class A Common Stock 2021-01-22 4 P 0 5968 11.534 A 10049 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class A Common Stock 2021-01-22 4 P 0 5968 11.534 A 10049 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class A Common Stock 2021-01-22 4 P 0 5968 11.534 A 10049 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class A Common Stock 2360 I Held in Trust fbo Reporting Person's Spouse Class A Common Stock 25 I Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. Class A Common Stock 2000 I Proportionate general partnership interest shares held by Rankin Associates I, L.P. Class A Common Stock 1975 I Proportionate interest in shares held by Rankin Management, Inc. Class A Common Stock 18312 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 32571 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class A Common Stock 582 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Class A Common Stock 123080 I Reporting Person serves as Trustee of a Trust for the benefit of Clairborne R. Rankin Class A Common Stock 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Chloe R. Seelbach Class A Common Stock 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Clairborne R. Rankin Jr. Class A Common Stock 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Julia R. Kuipers Class A Common Stock 84474 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class A Common Stock 1978 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class A Common Stock 50000 I Spouse?s proportionate interest in shares held by Rankin Associates I, L.P. Class B Common Stock 2021-01-22 4 P 0 667 11.534 A Class A Common Stock 667 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class B Common Stock 2021-01-22 4 P 0 667 11.534 A Class A Common Stock 667 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class B Common Stock 2021-01-22 4 P 0 667 11.534 A Class A Common Stock 667 1889 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class B Common Stock 2021-01-22 4 P 0 2192 11.534 A Class A Common Stock 2192 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class B Common Stock 2021-01-22 4 P 0 5967 11.534 A Class A Common Stock 5967 10048 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach Class B Common Stock 2021-01-22 4 P 0 5967 11.534 A Class A Common Stock 5967 10048 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. Class B Common Stock 2021-01-22 4 P 0 5967 11.534 A Class A Common Stock 5967 10048 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers Class B Common Stock Class A Common Stock 2360 2360 I Held in Trust fbo Reporting Person's Spouse Class B Common Stock Class A Common Stock 25 25 I Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 2000 2000 I Proportionate general partnership interest shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 1975 1975 I Proportionate interest in shares held by Rankin Management, Inc. Class B Common Stock Class A Common Stock 18312 18312 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 32571 32571 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class B Common Stock Class A Common Stock 582 582 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 123080 123080 I Reporting Person serves as Trustee of a Trust for the benefit of Clairborne R. Rankin Class B Common Stock Class A Common Stock 9430 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Chloe R. Seelbach Class B Common Stock Class A Common Stock 9430 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Clairborne R. Rankin, Jr. Class B Common Stock Class A Common Stock 9430 9430 I Reporting Person serves as Trustee of BTR 2012 GST fbo Julia R. Kuipers Class B Common Stock Class A Common Stock 84474 84474 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class B Common Stock Class A Common Stock 1978 1978 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Class B Common Stock Class A Common Stock 50000 50000 I Spouse?s proportionate interest in shares held by Rankin Associates I, L.P. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Derek R. Redmond, attorney-in-fact 2021-01-26