FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/15/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 02/15/2024 | A(1) | 82,758 | A | $0 | 105,562 | I | spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(2) | ||
Class A Common Stock | 02/15/2024 | F(3) | 23,895 | D | $70.738 | 81,667 | I | spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(2) | ||
Class A Common Stock | 14,752 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse(2) | |||||||
Class A Common Stock | 747 | I | Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin(2) | |||||||
Class A Common Stock | 1,512 | I | Spouse serves as trustee for the GSTs for the benefit of Clara Williams(2) | |||||||
Class A Common Stock | 1,512 | I | Spouse serves as trustee for GSTs for the benefit of Helen Butler(2) | |||||||
Class A Common Stock | 126,774 | I | Spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 14,160 | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 51,137 | 51,137 | I | spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 4,000 | 4,000 | I | Spouses proportionate partnership interest in shares held by Rankin Associates I.(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 50 | 50 | I | RAIV General Partnership | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 80 | 80 | I | Spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 100 | 100 | I | Spouse's proportionate interest in shares in RAVI held by RAVI held by Rankin Management, Inc.(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 3,950 | 3,950 | I | Spouse's proportionate interest in shares in RA II LP held by Rankin Management, Inc. as GP(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 26,244 | 26,244 | I | Spouse serves as trustee for GSTs for the benefit of Clara Williams(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 26,244 | 26,244 | I | Spouse serves as trustee of GSTs trust for the benefit of Helen Butler(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 377 | 377 | I | Represents percentage of ownership interest of Rankin Associates V partnership held in trust | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 635 | 635 | I | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Explanation of Responses: |
1. Reporting Person's Spouse's LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse under the company's Long-Term Incentive Compensation Plan |
2. Reporting Person disclaims beneficial ownership of all such shares. |
3. Reporting Person's Spouse's mandatory Cashless-Exercise-Award shares that Reporting Person's Spouse surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award |
4. N/A |
/s/ Suzanne S. Taylor, attorney-in-fact | 02/20/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |