0001777835-23-000064.txt : 20230313
0001777835-23-000064.hdr.sgml : 20230313
20230313174842
ACCESSION NUMBER: 0001777835-23-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN DANIEL G
CENTRAL INDEX KEY: 0001247745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39558
FILM NUMBER: 23728427
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perella Weinberg Partners
CENTRAL INDEX KEY: 0001777835
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 841770732
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-287-3200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER COMPANY:
FORMER CONFORMED NAME: FinTech Acquisition Corp. IV
DATE OF NAME CHANGE: 20190524
4
1
wf-form4_167874410746179.xml
FORM 4
X0306
4
2023-03-09
0
0001777835
Perella Weinberg Partners
PWP
0001247745
COHEN DANIEL G
767 FIFTH AVENUE
NEW YORK
NY
10153
1
0
0
0
Class A Common Stock
2023-03-09
4
S
0
784
9.75
D
544949
I
By FinTech Masala Holdings, LLC
Class A Common Stock
2023-03-09
4
S
0
784
9.75
D
544949
I
By FinTech Masala Holdings, LLC
Class A Common Stock
2023-03-10
4
S
0
6667
9.06
D
538282
I
By FinTech Masala Holdings, LLC
Class A Common Stock
2023-03-10
4
S
0
6667
9.06
D
538282
I
By FinTech Masala Holdings, LLC
Class A Common Stock
80852
D
Class A Common Stock
11951
I
By FinTech Masala Advisors IV, LLC
Class A Common Stock
11951
I
By FinTech Masala Advisors IV, LLC
Class A Common Stock
57923
I
By DGC Family FinTech Trust
Class A Common Stock
133603
I
By FinTech Masala Holdings, LLC
Class A Common Stock
133602
I
By DGC Family FinTech Trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.75 to $9.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"). FinTech Masala Holdings, LLC ("Manager HoldCo") is the sole member of Masala LLC. Each of Holdings and Masala is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. DGC Family FinTech Trust (the "Trust") owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust.
Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
/s/ Mark Polemeni, Attorney-in-Fact
2023-03-13