0001144204-16-141757.txt : 20161229 0001144204-16-141757.hdr.sgml : 20161229 20161229170022 ACCESSION NUMBER: 0001144204-16-141757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161227 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SenesTech, Inc. CENTRAL INDEX KEY: 0001680378 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 202079805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3140 N. CADEN COURT STREET 2: SUITE 1 CITY: FLAGSTAFF STATE: AZ ZIP: 86004 BUSINESS PHONE: (928) 779 - 4143 MAIL ADDRESS: STREET 1: 3140 N. CADEN COURT STREET 2: SUITE 1 CITY: FLAGSTAFF STATE: AZ ZIP: 86004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHESTERMAN THOMAS C CENTRAL INDEX KEY: 0001247660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37941 FILM NUMBER: 162075684 MAIL ADDRESS: STREET 1: C/O BIONOVO, INC. STREET 2: 5858 HORTON STREET, SUITE 375, CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 v455945_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-27 0 0001680378 SenesTech, Inc. SNES 0001247660 CHESTERMAN THOMAS C 3140 NORTH CADEN COURT, #1 FLAGSTAFF AZ 86004 0 1 0 0 CFO and Treasurer Common Stock 2016-12-27 4 M 0 10494 A 10494 D Common Stock 2016-12-27 4 F 0 3221 8.19 D 7273 D Restricted Stock Units 2016-12-27 4 M 0 10494 0 D Common Stock 10494 0 D These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on December 19, 2016. The RSUs were fully vested and on December 27, 2016 settled for 7,273 shares of Common Stock, the amount of which was calculated by (a) $85,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a maximum of 10,494 shares of Common Stock, less (b) 3,221, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. This transaction represents the settlement of RSUs as described in Footnote 1. The RSUs were fully-vested on the date of grant. /s/ Thomas C. Chesterman 2016-12-29